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Royal Alliance Associates, Inc.




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ETF Holdings

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Last updated on Dec. 25, 2019
    • $12.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 63K
    • $200.6K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.


Current Advisors

# of advisors


name start date
Dennis R. Horr
November 1998
Christopher L. Pankratz, CFP
April 1995
Paul Taghibagi, CFP®
November 2018
Craig Michael Truman
August 1995
Wayne Arthur Peck
May 2018

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Fsc Agency, Inc. -- --
    Fsc Securities Corporation Dual Registrant $8,223,701,222
    Sagepoint Financial, Inc. Dual Registrant $7,988,217,859
    Vision2020 Wealth Management Corp. IAR $5,630,578,631
    Woodbury Financial Services, Inc. Dual Registrant $7,631,833,044



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Dmitry Goldin Director, Chief Executive Officer, President January, 2014 less than 5%
      Justin Ives Sacca Vice President, Chief Compliance Officer May, 2014 less than 5%
      Robert John Guldner Chief Compliance Officer, Investment Advisory August, 2014 less than 5%
      Thomas Blake Sidlo Municipal Principal January, 2016 less than 5%
      Cynthia Ann Hamel Chief Operations Officer, Evp May, 2017 less than 5%
      James Dale Price Chairman, Director November, 2016 less than 5%
      David Martin Schmidt Principal Financial Officer, Principal Operations Officer, Treasurer And Fnop March, 2017 less than 5%
      Matthew Adam Schlueter Director, Evp March, 2019 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions