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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on June 4, 2019
    • $19.7B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
      Accounts
    • $7.0M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

45

name start date
Douglas Carl Nardi
April 2010
Matthew S. Olver
December 2016
Nicholas Lawrence Gerber
April 2019
Kathryn Gerber Kennedy
December 2014
Jeffrey Charles Paladini
April 2019

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Baja Wealth Advisors LLC IAR $60,466,651
    Bd4Ria Insurance Agency, LLC -- --
    Cerity Partners Retirement Plan Advisors -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Benjamin A Pace Chief Investment Officer October, 2014 less than 5%
      Kurt Patrick Miscinski President December, 2009 less than 5%
      Robert Joseph Seco Chief Legal Officer/Chief Compliance Officer October, 2010 less than 5%
      Maria Alexandra Hodi Chief Administrative Officer January, 2017 less than 5%
      Kevin Hilden Chief Operating Officer May, 2018 less than 5%
      Brent Coles Chief Financial Officer February, 2019 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Performance-Based Fees