Back to top

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on Jan. 12, 2020
    • $2.7B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
      Accounts
    • $964.3K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

29

name start date
Anthony David Cecchini
January 2000
Oscar Hernon Cantu
January 2020
Robert Thor Engstrom
January 2019
Dennis Robert Marx
January 1997
Morgan Gerard Pearsall
April 2018

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Douglas Ray Evans Shareholder February, 1989 10% to 25%
    William Gary Waight Shareholder And Chief Investment Officer July, 2007 10% to 25%
    Anthony David Cecchini Shareholder And Chief Executive Officer July, 2007 10% to 25%
    David Sean Morgan Shareholder January, 2005 5% to 10%
    Yonhee Choi Gordon Shareholder, Chief Operating Officer, And Secretary August, 1998 5% to 10%
    Jason Robert Ohallen Shareholder And President January, 2015 5% to 10%
    Melissa Ashbey Walsh Shareholder July, 2007 5% to 10%
    William Edward Dever Shareholder January, 2001 5% to 10%
    Justin Howard Lesch Shareholder January, 2019 less than 5%
    Jeffrey Glenn Dohner Shareholder And Chief Compliance Officer January, 2019 less than 5%
    Daniel Robert Jurgovan Shareholder And Chief Technology Officer January, 2018 less than 5%
    Steven Philip Medwed Shareholder, Treasurer, And Chief Financial Officer January, 1999 less than 5%
    William Robert German Shareholder January, 2017 less than 5%
    Matthew James Grubb Shareholder January, 2012 less than 5%
    Michelle Pilar Rozsypal Shareholder January, 2020 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees
      • Other