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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on June 13, 2019
    • $2.8B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 550
      Accounts
    • $5.2M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

3

name start date
Thaddeus Hallock Davis
February 2007
Gina L. Koprowski
October 2017
Stefan Bengt Emil Karlsson
October 2017

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Karen Mindy Firestone Member Chairman And Ceo July, 2005 50% to 75%
    Thaddeus Hallock Davis Member President July, 2005 10% to 25%
    Michael Wellington Kellogg Member & Chief Compliance Officer January, 2014 5% to 10%
    Stefan Bengt Emil Karlsson Member January, 2014 less than 5%
    Gina L. Koprowski Member January, 2015 less than 5%
    Carlos J. Shigueta Member January, 2016 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Fixed Fees