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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Aug. 23, 2019
    • $656.1M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $325.1K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

10

name start date
Michael Todd Powers
July 2014
Brian James Welch
February 2008
Benjamin Edward Raikes
November 2015
William James Lagos
August 2006
Michelle Orellana
September 2018

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    David Alexander Kozlowski President January, 2010 25% to 50%
    Julie Anne Waitman Sr. Vice President, Chief Compliance Officer January, 2010 25% to 50%
    Edward L Hoppe Sr. Vice President July, 2006 25% to 50%
    William James Lagos Sr. Vice President June, 2015 10% to 25%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees