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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on June 5, 2019
    • $3.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 29K
      Accounts
    • $123.7K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

1,329

name start date
Brittany Nicole Wertz
September 2018
Rory Bennett Glenn
February 2010
Mauricio Gaitan
November 2017
David Michael Dempsey
July 2019
Pooja Raju-Shankar
June 2015

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Citizens Bank N.A. -- --
    Citizens Capital Markets -- --
    Citizens Investment Advisors IAR $216,869,031
    Clarfeld IAR $4,061,508,000
    Estate Preservation Services LLC -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Lawrence Seidl Director Of Sales February, 2009 less than 5%
      Robert Michael Howard Executive Vice President - Director Of Operations June, 2016 less than 5%
      Kevin John Carvalho Chief Financial Officer June, 2016 less than 5%
      Kevin Lee Martin President March, 2018 less than 5%
      David Howard Shore Chief Compliance Officer October, 2018 less than 5%
        Source: SEC

        Fees

        There is no compensation data available to display at this time