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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on June 12, 2019
    • $8.5B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 51K
      Accounts
    • $168.3K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

1,670

name start date
Kyle John Knutson
November 2017
Marc I Rosenthal
March 2017
Claro Jose Deguzman
March 2011
Mark D Wiggins
January 2006
Jacob M Godwin
April 2018

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Atlantic Planning Group LLC -- --
    Ausbil Investment Management Limited IAR $0
    Brown & Fitzgerald; LLC. -- --
    Candriam Belgium S.A. IAR $95,749,776,448
    Candriam France Sas -- --
    Candriam Luxembourg Sca -- --
    Cfo - Johnson Financial Group -- --
    Cmcd LLC -- --
    Credit Value Partners -- --
    Goldpoint Partners LLC IAR $12,998,672,099
    Gruenloh & Associates Pc -- --
    H&S Accounting, LLC -- --
    Harvey & Simons CPAS LLC -- --
    Hersman Serles Almond, PLLC -- --
    Hutchinson and Bloodgood LLP -- --
    Indexiq Advisors LLC IAR $4,511,104,438
    Jeffrey J Chahine CPA Inc -- --
    Mackay Shields LLC IAR $108,474,548,374
    Mackay Shields Uk LLP IAR $0
    Madison Capital Funding LLC IAR $3,096,021,166
    New York Life Insurance and Annuity Corporation -- --
    New York Life Insurance Company -- --
    New York Life Investment Management Asia Limited -- --
    New York Life Investment Management LLC IAR $93,722,896,959
    New York Life Trust Company -- --
    Nyl Investors LLC IAR $243,668,399,914
    Nylife Distributors LLC Broker-Dealer --
    Nylife Insurance Company of Arizona -- --
    Nylife Securities LLC -- --
    Nylink Insurance Agency Incorporated -- --
    Private Advisors LLC IAR $4,719,969,844
    Rdh Financial Group, Ltd -- --
    Robert Westberg CPA -- --
    Seidman Private Advisors LLC IAR $0
    Weinstein & Engler CPAS Pc -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Scott William Weinstein Vice President & Chief Compliance Officer March, 2018 less than 5%
      Gregory Harold Webster President & Chief Executive Officer April, 2016 less than 5%
      Patricia Elizabeth Loftus Corporate Vice President & Chief Financial Officer June, 2014 less than 5%
      Mitchell Pary Ascione Vice President And Chief Operating Officer April, 2016 less than 5%
      Gerard Anthony Rocchi Chairman March, 2010 less than 5%
      Sheila Kearney Davidson Elected Manager June, 2012 less than 5%
      Thomas F English Senior Vice President And Chief Legal Officer May, 2008 less than 5%
      Deborah Lynn Duarte Elected Manager June, 2015 less than 5%
      Robert Michael Gardner Elected Manager January, 2013 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees