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Overview

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    *Articles are published by advisors without compensation.

    Holdings

    Assets

    Assets

    Last updated on June 6, 2019
      • $912.8M
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 2K
        Accounts
      • $535.7K
        Estimated Average Account Balance

    Services

    Firm Services

    • Financial Planning
      • -Estate Planning
      • -Comprehensive Financial Planning
      • -Retirement Planning
      • -College Planning
      • -Charitable Planning
      • -Other Financial Planning
      • -Tax Planning
    • Pension Consulting
      • -401k
      • -403b
      • -457
      • -Defined Benefit
      • -Other Pension Consulting

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    15

    name start date
    Ray A. Hawkins CFP ®, ADPAsm
    April 2012
    Steven Kaye
    January 2004
    Christopher John Paleologus
    November 2017
    Chris Schiffer
    March 2013
    Donald Merritt Ziskind Goldberg
    December 2003

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Group and Individual Insurance -- --

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Steven Wayne Kaye President March, 1983 75% or more
        Christopher John Schiffer Evp Strategy & Operations / Chief Compliance Officer February, 2013 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees