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Overview

Assets

Assets

Last updated on June 6, 2019
    • $912.8M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $535.7K
      Estimated Average Account Balance

Services

Firm Services

  • Financial Planning
    • -Estate Planning
    • -Comprehensive Financial Planning
    • -Retirement Planning
    • -College Planning
    • -Charitable Planning
    • -Other Financial Planning
    • -Tax Planning
  • Pension Consulting
    • -401k
    • -403b
    • -457
    • -Defined Benefit
    • -Other Pension Consulting

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

7

name start date
Ray A. Hawkins CFP ®, ADPAsm
April 2012
Gail Rosen
February 2016
Christoph V. Holland
October 2016
Gary M Quinzel
February 2017
Christopher John Paleologus
November 2017

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Group and Individual Insurance -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Steven Wayne Kaye President March, 1983 75% or more
      Christopher John Schiffer Evp Strategy & Operations / Chief Compliance Officer February, 2013 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees