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Overview

Holdings

Assets

Assets

Last updated on June 4, 2017
    • $743.5M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $471.5K
      Estimated Average Account Balance

Services

Firm Services

  • Financial Planning
    • -Estate Planning
    • -Comprehensive Financial Planning
    • -Retirement Planning
    • -College Planning
    • -Charitable Planning
    • -Other Financial Planning
    • -Tax Planning
  • Pension Consulting
    • -401k
    • -403b
    • -457
    • -Defined Benefit
    • -Other Pension Consulting

Firm Client types

Advisors

Current Advisors

# of advisors

16

name start date
Ray A. Hawkins CFP ®, ADPAsm
April 2012
Steven Kaye
January 2004
Eugene Gerard Francis
December 2003
Christoph V. Holland
October 2016
Michael Alan Seidel
July 2006

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Group and Individual Insurance -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Steven Wayne Kaye President March, 1983 75% or more
      Christopher John Schiffer Evp Strategy & Operations / Chief Compliance Officer February, 2013 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees