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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on July 1, 2016
    • $58.9M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 475
      Accounts
    • $124.0K
      Estimated Average Account Balance

Services

Firm Services

  • Financial Planning

  • Pension Consulting

  • Other
    • -Selection of Other Advisors

Firm Client types

Advisors

Current Advisors

# of advisors

66

name start date
Michelle Marie Martin-Yoder
March 2012
Donald Michael Dusick
November 2010
William Stuart Finnie
October 2014
William James Porter
January 2015
William Goldston Teague
May 2016

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Dempsey Financial Services, Inc. -- --
    Duvan L Brock & Co -- --
    John Lord Financial, Inc. IAR $0
    Silverleaf Insurance Agency, LLC -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Jerry Eskel Jr Dempsey Managing Member/Ceo/Crop/Srop/Cfo/Finop April, 2006 25% to 50%
      John Hayward Lord Chief Compliance Officer April, 2006 10% to 25%
      Ernest Liddell Smith Managing Member April, 2006 10% to 25%
      Duvan Ledbetter Brock V.P. Sales & Recruiting December, 2010 10% to 25%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees