Back to top

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Nov. 26, 2016
    • $58.9M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 475
      Accounts
    • $124.0K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

72

name start date
Michelle Marie Martin-Yoder
February 2012
Donald Michael Dusick
November 2010
Thomas David Voshall
February 2015
Adrian Devon Lyles
August 2015
Kenneth Whitney Brown
June 2011

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Jerry Eskel Jr Dempsey Managing Member/Ceo/Crop/Srop/Cfo/Finop April, 2006 25% to 50%
    John Hayward Lord Chief Compliance Officer April, 2006 10% to 25%
    Ernest Liddell Smith Managing Member April, 2006 10% to 25%
    Duvan Ledbetter Brock V.P. Sales & Recruiting December, 2010 10% to 25%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees