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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on June 12, 2019
    • $312.6M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 984
      Accounts
    • $317.7K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

5

name start date
Michael Louis Simon
January 2000
Kelly Elizabeth Owens
May 2014
Andrew Charles Becker
October 2016
William H Vickey
November 2004
Christian Adrian Lucas
January 2001

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Michael Louis Simon Member/President April, 1999 25% to 50%
    Christian Adrian Lucas Member/Owner July, 2004 10% to 25%
    Andrew M Donohoe Member/Owner January, 2017 less than 5%
    Stephanie L Allgeyer Member/Owner January, 2017 less than 5%
    Kerri Lynn Richardson Member/Owner January, 2015 less than 5%
    Beth Ann Vice Member/Owner January, 2015 less than 5%
    David Carl Macke Member/Owner January, 2015 less than 5%
    Adam Michael Davey Member/Owner June, 2011 less than 5%
    Jami Vallandingham Hoskins Member/Owner June, 2011 less than 5%
    Daniel Herbert Owens Member/Owner June, 2011 less than 5%
    Curtis Lynn Wenzler Member/Owner June, 2011 less than 5%
    Anne Michelle Haggerty Chief Compliance Officer March, 2009 less than 5%
    Brian David Malthouse Member/Owner May, 2005 less than 5%
    Mark William Weber Member/Owner January, 1999 less than 5%
    Andrew James Vonlehman Member/Owner January, 1999 less than 5%
    Ted Joseph Funk Member/Owner January, 1999 less than 5%
    Emir B Hodzic Member/Owner July, 2018 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees