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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on Sept. 20, 2019
    • $810.5M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 1K
      Accounts
    • $663.2K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

7

name start date
Cameron Scott Murphy
October 2014
Thomas Wayne Myers
September 2017
David Michael Fullam
July 2019
Joe W Kwok
September 2010
Douglas Warren Hanke
July 2019

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Lassus Wherley IAR $509,801,111
    Peapack-Gladstone Bank -- --
    Peapack-Gladstone Mortgage Group, Inc. -- --
    Pgb Trust & Investments of Delaware -- --
    Point View Wealth Management, Inc. IAR $306,781,825
    Quadrant Capital Management, LLC IAR $478,591,818

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Joe W Kwok Senior Managing Director August, 2017 less than 5%
      Thomas Wayne Myers Managing Director August, 2017 less than 5%
      Peter Jonathan Lewis President February, 2019 less than 5%
      Cameron Scott Murphy Treasurer (10/2017) / Senior Managing Director August, 2017 less than 5%
      Karen Johanna Alvarado Chief Compliance Officer February, 2019 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets