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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Aug. 7, 2019
    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

70

name start date
Conrad Joseph Spatz
May 2007
Bindu Mukundray Patel
November 2015
Erin Ford
May 2018
Stuart Sellars Wallace
January 2019
Dennis John Joseph Mcgee
March 2003

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Usi Advisors IAR $17,645,231,533
    Usi Consulting Group -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Ernest Joshua Newborn Director/Secretary October, 1998 less than 5%
      Joseph John Jr Gritzer President April, 2006 less than 5%
      Richard Charles Bowman Director Of Operations July, 2009 less than 5%
      William Michael Tremko Chief Executive Officer July, 2009 less than 5%
      Susan Meredith Fullwood Finop January, 2011 less than 5%
      John Frank Vaughn Chief Compliance Officer April, 2014 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Hourly Charges
        • Fixed Fees
        • Other