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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

429

name start date
Francis E Murphy
November 2010
David Lawrence Zoll
April 2019
Keith W Hier
August 2016
Erik Kent Pedersen
August 2019
Edmund Anthony Denapoli
February 2015

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Douglas Joseph Besso Cto January, 2015 less than 5%
    Barry Anthony Coviello Director, National Field Supervision January, 2014 less than 5%
    George Stephen Fischer Managing Director Of Operations July, 2017 less than 5%
    Matthew James Karl Finop December, 2018 less than 5%
    Lance Devin Murray Chief Compliance Officer August, 2016 less than 5%
    Paul Heinz Robert Wascher Rop April, 2019 less than 5%
      Source: FINRA

      Fees

      There is no compensation data available to display at this time