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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Feb. 28, 2017
    • $120.1M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 479
      Accounts
    • $250.6K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

10

name start date
Donald Noel Swain
April 2011
Adam Keeler Jones
December 2009
Marie Grover
December 2006
Clark James Drishinski
January 2015
Amy Judd Marty
April 2007

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Richard Keeler Jones Managing Member December, 1989 25% to 50%
    John Leonard Unice Managing Member/Chief Compliance Officer December, 1989 25% to 50%
    Charles Joseph Unice Managing Member February, 2002 10% to 25%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees
      • Commissions