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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on May 9, 2019
    • $161.5M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 866
      Accounts
    • $186.5K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

7

name start date
Adam Keeler Jones
December 2009
Benjamin Odell Pali
August 2018
Amy Judd Marty
April 2007
Nathaniel Eugene Evans
September 2018
John Leonard Unice
February 2005

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Richard Keeler Jones Managing Member December, 1989 25% to 50%
    John Leonard Unice Managing Member/Chief Compliance Officer December, 1989 25% to 50%
    Charles Joseph Unice Managing Member February, 2002 10% to 25%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees
      • Commissions