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Clifford Swan Investment Counselors

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
Vanguard Short-Term Corporate Bond Index Fund $10,218,000
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund $3,313,000
Energy Select Sector SPDR Fund $2,728,000
iShares Russell 2000 ETF $2,621,000
SPDR S&P 500 ETF Trust $2,363,000
Vanguard Intermediate-Term Bond Index Fund $1,617,000
SPDR Gold Shares $1,529,000
iShares Russell 2000 Growth ETF $1,031,000
Vanguard Total Bond Market Index Fund $928,000
iShares MSCI EAFE ETF $870,000
Vanguard Short-Term Bond Index Fund $723,000
SPDR S&P MidCap 400 ETF $668,000
iShares US Home Construction ETF $621,000
SPDR S&P Dividend ETF $618,000
Vanguard Intermediate-Term Corporate Bond Index Fund $500,000
Vanguard Emerging Markets Stock Index Fund $482,000
iShares Core S&P Small-Cap ETF $423,000
ProShares UltraPro QQQ $407,000
Vanguard Information Technology Index Fund $357,000
Vanguard FTSE All-World ex US Index Fund $338,000
iShares Nasdaq Biotechnology ETF $336,000
Vanguard REIT Index Fund $331,000
iShares 1-3 Year Credit Bond ETF $329,000
SPDR Dow Jones Industrial Average ETF Trust $317,000
iShares North American Tech ETF $315,000
iShares iBoxx $ Investment Grade Corporate Bond ETF $314,000
iPath Exchange Traded Notes Bloomberg Commodity Index Total Return Medium-Term Notes Series A $311,000
Utilities Select Sector SPDR Fund $283,000
iShares MSCI Emerging Markets ETF $262,000
iShares S&P 100 ETF $221,000
iShares Core S&P Mid-Cap ETF $205,000
Vanguard Growth Index Fund $203,000
PIMCO Total Return Active Exchange-Traded Fund $202,000
Vanguard Total Stock Market Index Fund $202,000
iShares Gold Trust $183,000

    Assets

    Assets

    Last updated on Oct. 5, 2017
      • $2.5B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 2K
        Accounts
      • $1.1M
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    Advisors

    Current Advisors

    # of advisors

    12

    name start date
    Roger Leland Gewecke
    December 2007
    Erica Shelare White
    October 2015
    Peter James Boyle
    April 1999
    Ralph Edward Weil
    September 1999
    Maye Albanez
    April 1999

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Linda Davis Taylor Chairman & Ceo January, 2010 10% to 25%
      Maxwell Ramsey Pray Director January, 2011 10% to 25%
      Roger Leland (Jr) Gewecke Director January, 2015 10% to 25%
      Peter James Boyle President & Director August, 2000 10% to 25%
      Kevin James Cavanaugh Member December, 2015 5% to 10%
      Kathleen Gilmore Member December, 2015 5% to 10%
      Randall Lee Zaharia Member December, 2015 5% to 10%
      Richard Howard Adler Director December, 2015 less than 5%
      Carolyn Swabb Barber Chief Compliance Officer August, 2009 less than 5%
      James Robert Brown Chief Financial Officer & Secretary October, 2000 less than 5%
      Kenneth Howard Dike Member December, 2015 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees