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Clifford Swan Investment Counselors

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
SPDR S&P 600 Small Cap ETF $200,000

    Assets

    Assets

    Last updated on Oct. 5, 2017
      • $2.5B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 2K
        Accounts
      • $1.1M
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    Advisors

    Current Advisors

    # of advisors

    11

    name start date
    Erica Shelare White
    October 2015
    Anil Kapoor
    May 2008
    David Yi-Yen Lin
    July 2018
    Kathleen Gilmore
    October 2002
    George Edward Hasbun
    April 2017

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Linda Davis Taylor Chairman & Ceo January, 2010 10% to 25%
      Maxwell Ramsey Pray Director January, 2011 10% to 25%
      Roger Leland (Jr) Gewecke Director January, 2015 10% to 25%
      Peter James Boyle President & Director August, 2000 10% to 25%
      Kevin James Cavanaugh Member December, 2015 5% to 10%
      Kathleen Gilmore Member December, 2015 5% to 10%
      Randall Lee Zaharia Member December, 2015 5% to 10%
      Richard Howard Adler Director December, 2015 less than 5%
      Carolyn Swabb Barber Chief Compliance Officer August, 2009 less than 5%
      James Robert Brown Chief Financial Officer & Secretary October, 2000 less than 5%
      Kenneth Howard Dike Member December, 2015 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees