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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on June 13, 2019
    • $1.1B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 4K
      Accounts
    • $302.3K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

29

name start date
Liliann Moser
October 2008
Kerry A Kelly
June 2017
Richard Joseph Alfera
December 2002
Brandon Xavier Schwan
May 2013
Robert James Yelenovsky
January 2015

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Bates, Barksdale, Ickert & Company -- --
    Goff Backa Alfera & Company, LLC -- --
    Mcclintock & Associates, P.C. -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Robert Ivano Fragasso Chief Executive Officer February, 2011 50% to 75%
      Daniel James Dingus President December, 2014 less than 5%
      James Paul Danko Chief Compliance Officer April, 2015 less than 5%
      Christine Lucas Erimias Chief Financial Officer And Chief Operating Officer November, 2014 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees