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Wells Fargo Advisors Financial Network, LLC

Wells Fargo Advisors Financial Network, LLC




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ETF Holdings

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Last updated on March 31, 2020
    • $47.5B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 154K
    • $307.8K
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.


Current Advisors

# of advisors


name start date
David Scott Nystrom
April 2008
Robert Joseph Blasczyk
February 2011
Taina Louise Badalamenti
June 2015
Matthew Lee Pflueger
March 2017
Carrie Ann Simmons
March 2020

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Galliard Capital Management Inc IAR $91,889,051,389
    Global Alternative Investment Services, Inc. Broker-Dealer --
    Wells Capital Management Inc IAR $349,939,371,496
    Wells Capital Management Singapore IAR $10,075,003,164
    Wells Fargo Asset Management International Limited IAR $2,104,248,355
    Wells Fargo Bank, N. A. -- --
    Wells Fargo Clearing Services, LLC Dual Registrant $433,195,677,454
    Wells Fargo Funds Distributor, LLC Broker-Dealer --
    Wells Fargo Funds Management, LLC IAR $203,517,639,506
    Wells Fargo Investment Institute, Inc. IAR $5,933,746,132
    Wells Fargo Prime Services, LLC Broker-Dealer --
    Wells Fargo Securities (Japan) Co., Ltd. -- --
    Wells Fargo Securities Asia Limited -- --
    Wells Fargo Securities Canada, Ltd -- --
    Wells Fargo Securities International Limited -- --
    Wells Fargo Securities, LLC Broker-Dealer --



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      James Mchale Business Control Leader February, 2019 less than 5%
      Kelly Metz Principal Operations Officer/Back Office Operations October, 2018 less than 5%
      Heather Huntruddy Member - Board Of Managers November, 2017 less than 5%
      Kathleen Ellen Barney Principal Financial Officer August, 2013 less than 5%
      Ulric P Mcgough Designated Texas Officer; Director Of Supervision, Risk, And Control April, 2013 less than 5%
      Alex Marcus David Managing Director Of Branch Development Group And Marketing July, 2017 less than 5%
      Brand Frederick Meyer Member- Board Of Managers November, 2013 less than 5%
      Charlie Kent Christian President/Ceo/Member-Board Of Managers July, 2012 less than 5%
      Paul Cameron Sankovich Chief Compliance Officer (Except Investment Advisor) April, 2009 less than 5%
      Kevin Brady Hurley Compliance Officer (Investment Advisor Only) December, 2008 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions