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Woodbury Financial Services, Inc.

Overview

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on March 28, 2020
    • $7.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 46K
      Accounts
    • $166.8K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

2,059

name start date
Herb White, CFP®, MBA
April 2003
Mark Austin Bennett
October 2009
Carlo Benza
July 2013
Preston Charles Christian
July 2018
Joel Evan Burris
March 2019

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Arbor Point Advisors IAR $2,142,413,126
    Fsc Agency, Inc. -- --
    Fsc Securities Corporation Dual Registrant $8,223,701,222
    Investacorp Advisory Services Inc IAR $2,609,544,835
    Investacorp, Inc. Broker-Dealer --
    Kms Financial Services, Inc Dual Registrant $6,400,114,753
    Ladenburg Thalmann & Co. Inc. Broker-Dealer --
    Ladenburg Thalmann Alternative Inc. -- --
    Ladenburg Thalmann Asset Management Inc IAR $2,325,913,016
    Royal Alliance Associates, Inc. Dual Registrant $12,621,142,596
    Sagepoint Financial, Inc. Dual Registrant $7,988,217,859
    Securities America Advisors, Inc. IAR $21,887,351,786
    Securities America, Inc. Broker-Dealer --
    Securities Service Network, LLC Broker-Dealer --
    Ssn Advisory, Inc. IAR $2,894,270,693
    Triad Advisors, LLC Dual Registrant $920,995,833
    Triad Hybrid Solutions, LLC IAR $1,467,652,125
    Vision2020 Wealth Management Corp. IAR $5,630,578,631

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Richard David Fergesen Director, Chief Executive Officer, President March, 2014 less than 5%
      Robert John Guldner Chief Compliance Officer, Investment Advisory August, 2014 less than 5%
      Thomas Blake Sidlo Municipal Principal January, 2016 less than 5%
      Cynthia Ann Hamel Chief Operations Officer, Evp May, 2017 less than 5%
      David Martin Schmidt Principal Financial Officer, Principal Operations Officer, Treasurer And Fnop March, 2017 less than 5%
      Amy Marie Harbort Vice President, Chief Compliance Officer November, 2018 less than 5%
      Matthew Adam Schlueter Director, Evp March, 2019 less than 5%
      James Dale Price Chairman, Director November, 2016 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions