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Overview

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Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
iShares Core 1-5 Year USD Bond ETF $163,000

    Assets

    Assets

    Last updated on June 4, 2019
      • $436.1M
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 1K
        Accounts
      • $336.2K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    1

    name start date
    Michael Lee Bowen
    December 2006

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Axiom Asset Management IAR $622,843,646
      Delta Asset Management, LLC IAR $920,435,851
      Duncker Streett & Co., LLC IAR $367,659,882
      Fairport Asset Management -- --
      Harvey Investment Company, LLC IAR $620,583,172
      Kanawha Capital Management, LLC IAR $883,896,475

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Benjamin Rollins Wilson Partner November, 2006 less than 5%
        Michael Lee Bowen Partner, Chief Compliance Officer July, 2010 less than 5%
        Paul Anthony Ahern Partner November, 2006 less than 5%
        Robert Steven Pagliuco Evp And Treasurer June, 2017 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Commissions