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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

8,028

name start date
Alexander Matthew Pimentel
September 2019
Kristopher D Vanesko
October 2009
Robert Alan Clanton
June 1991
Patricia Moulton
March 2016
Wenyan Huang
June 2011

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Thomas F English Senior Vice President & Chief Legal Officer May, 2008 less than 5%
    Stephen Joseph Malvey Corporate Vice President And Principal Operations Officer October, 2018 less than 5%
    Patricia Elizabeth Loftus Corporate Vice President And Chief Financial Officer June, 2002 less than 5%
    Robert Michael Gardner Elected Manager June, 2015 less than 5%
    Deborah Lynn Duarte Elected Manager June, 2015 less than 5%
    Sheila Kearney Davidson Elected Manager June, 2007 less than 5%
    Margaret Mary Cirella Vice President July, 2011 less than 5%
    Gerard Anthony Rocchi Chairman, Chief Executive Officer And President March, 2010 less than 5%
    Scott William Weinstein Vice President And Chief Compliance Officer March, 2018 less than 5%
      Source: FINRA

      Fees

      There is no compensation data available to display at this time