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Overview

Articles

Insights

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Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

8,008

name start date
Harry Charles Schaffer
February 1997
Maile M Oliveira
April 2012
Salvatore Francis Farina
April 1986
Eun Kyong Gi
February 2013
Arnold Orlando Mckenzie
January 2010

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Cornerstone Capital Management IAR $14,003,000,000
    Eagle Strategies LLC IAR $6,620,585,135
    Goldpoint Partners LLC IAR $11,756,798,624
    Institutional Capital Corporation -- --
    Mackay Shields LLC IAR $89,697,641,408
    New York Life Insurance Company -- --
    New York Life Investment Management Holdings LLC -- --
    New York Life Investment Management LLC IAR $93,722,896,959
    Nylife Distributors LLC Broker-Dealer --
    Nylife LLC -- --
    Private Advisers LLC -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Robert Ernest Jr Mckinley Senior Vice President May, 2008 less than 5%
      Barbara Joan Mcinerney Senior Vice President & Chief Compliance Officer September, 2000 less than 5%
      Patrick Lee Mccraw Senior Vice President May, 2011 less than 5%
      Akshay Madan Senior Vice President May, 2008 less than 5%
      Louise Monique Linck Corporate Vice President & Treasurer June, 2012 less than 5%
      Steven Hans Govaert Corporate Vice President May, 2009 less than 5%
      Mark Andrew Gomez Vice President & Associate Legal Officer June, 2012 less than 5%
      Thomas F English Senior Vice President & Chief Legal Officer May, 2008 less than 5%
      Stephen Brian Mcnulty Corporate Vice President July, 2011 less than 5%
      Robert J O'Neill Assistant Vice President November, 2006 less than 5%
      Michael Joseph Oliviero First Vice President January, 2010 less than 5%
      Robin Melissa Halpern Wagner Vice President May, 2008 less than 5%
      John Vaccaro Vice President May, 2009 less than 5%
      James Anthony Stark Corporate Vice Presient March, 2010 less than 5%
      Elizabeth Anne Sharrier Assistant Secretary June, 2012 less than 5%
      Michael F Scovel Senior Vice President May, 2009 less than 5%
      Gerard Anthony Rocchi Chairman, Chief Executive Officer And President March, 2010 less than 5%
      Nicholas Emmanuel Pasyanos Vice President & Chief Risk Officer June, 2012 less than 5%
      Joseph William Oneill Corporate Vice President And Chief Financial Officer December, 2000 less than 5%
      Kathleen Donnelly First Vice President October, 2005 less than 5%
      Peter L Dinardi Vice President November, 2006 less than 5%
      Marijo Ford Murphy First Vice President August, 2007 less than 5%
      Robert M Rosh First Vice President And Associate Legal Officer June, 2006 less than 5%
      Silvio Joseph Disisto Assistant Vice President May, 2009 less than 5%
      Brian Charles Loutrel Vice President And Chief Privacy Officer May, 2010 less than 5%
      Rocco Volpe Assistant Vice President May, 2008 less than 5%
      Paul Cohn Mcclung Corporate Vice President March, 2010 less than 5%
      Lillian R Miller Corporate Vice President May, 2008 less than 5%
      Patricia Elizabeth Loftus Assistant Vice President And Controller June, 2002 less than 5%
      Scott William Weinstein Vice President May, 2009 less than 5%
      Michael Linus Stroka Corporate Vice President May, 2009 less than 5%
      Margaret Mary Cirella Corporate Vice President July, 2011 less than 5%
      Susanne Burris Associate Legal Officer & Assistant Secretary June, 2003 less than 5%
      Stephen William Brennan Associate Legal Officer & Assistant Secretary September, 2000 less than 5%
      Anna Louise Bidwell Associate Legal Officer & Secretary June, 2012 less than 5%
      Mitchell Pary Ascione Vice President May, 2009 less than 5%
      Rafaela Maria Herrera Corporate Vice President May, 2001 less than 5%
        Source: FINRA

        Fees

        There is no compensation data available to display at this time