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Kestra Investment Services, LLC




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    *Articles are published by advisors without compensation.


    ETF Holdings

    There is no ETF holding data from this firm to display at this time.



    Last updated on Feb. 12, 2020
      • $12.3B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 54K
      • $225.2K
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types


    Current Advisors

    # of advisors


    name start date
    Michael C Pemberton
    October 2018
    Jeffrey N. Cashman
    February 2005
    Rod Miller, CFP®, CLU, ChFC
    November 2018
    Douglas Stephen Matthews
    April 2018
    John K. Palladino, MBA, AIF®, CRPS®
    July 2014

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Beacon Financial Group IAR $689,121,693
      Dimeo Schneider & Associates LLC IAR $13,935,455,085
      Flexpath Strategies IAR $7,076,248,050
      Kestra Institutional Services, LLC IAR $0
      Kestra Private Wealth Services, LLC IAR $1,579,175,671
      Nfp Corporate Services (Mn), Inc. IAR $1,411,268,893
      Nfp Insurance Services, Inc. -- --
      Nfp Retirement Inc. IAR $56,743,714,066
      P&A Capital Advisors IAR $158,707,610
      Provise Management Group, LLC IAR $1,333,190,950



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Yin Yin Controller September, 2007 less than 5%
        James Lynn Poer President July, 2008 less than 5%
        Mark D Grosvenor Svp, Technology January, 2006 less than 5%
        John Patrick Vanderheyden Evp, Chief Operating Officer January, 2009 less than 5%
        Kristen Sanders Leclair Svp, Advisory & Investment Services December, 2010 less than 5%
        Michael Ross Pedlow Svp, Chief Compliance Officer April, 2015 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees