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Overview

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    *Articles are published by advisors without compensation.

    Holdings

    ETF Holdings

    There is no ETF holding data from this firm to display at this time.

    Assets

    Assets

    Last updated on June 7, 2019
      • $12.3B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 54K
        Accounts
      • $225.2K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    Advisors

    Current Advisors

    # of advisors

    1,809

    name start date
    Rod Miller, CFP®, CLU, ChFC
    November 2018
    Douglas Stephen Matthews
    April 2018
    Michael C Pemberton
    October 2018
    Jeffrey N. Cashman
    February 2005
    Robert J. Kania, CFP®, AIF®
    January 2005

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Beacon Financial Group IAR $689,121,693
      Dimeo Schneider & Associates LLC IAR $13,935,455,085
      Flexpath Strategies IAR $7,076,248,050
      Kestra Institutional Services, LLC IAR $0
      Kestra Private Wealth Services, LLC IAR $1,579,175,671
      Nfp Corporate Services (Mn), Inc. IAR $1,411,268,893
      Nfp Insurance Services, Inc. -- --
      Nfp Retirement Inc. IAR $56,743,714,066
      P&A Capital Advisors IAR $158,707,610
      Provise Management Group, LLC IAR $1,333,190,950

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Yin Yin Controller September, 2007 less than 5%
        James Lynn Poer President July, 2008 less than 5%
        Mark D Grosvenor Svp, Technology January, 2006 less than 5%
        John Patrick Vanderheyden Evp, Chief Operating Officer January, 2009 less than 5%
        Kristen Sanders Leclair Svp, Advisory & Investment Services December, 2010 less than 5%
        Michael Ross Pedlow Svp, Chief Compliance Officer April, 2015 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees