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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on May 9, 2019
    • $908.3M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 643
      Accounts
    • $1.4M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

10

name start date
John Cole Williams
June 2009
Robert Daniel Perussina
November 2011
Gregory Joseph Christian
June 2009
Garying Chan
March 2012
Steve Haydon Miller
January 2010

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Renee Tailing Szu President August, 2008 less than 5%
    John Cole Williams Chief Compliance Officer May, 2011 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges