Back to top

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on Sept. 28, 2019
    • $1.9B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
      Accounts
    • $595.6K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

28

name start date
Matthew William Adams
March 2004
Andrew Lawrence Penso
May 2006
Amanda Louise Thomas
May 2006
Geoffrey Sutherland Gaggs
November 2003
Patricia Ann Fahnoe
September 2011

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Brad Warren Stark Cco / Coo / Partner February, 2000 25% to 50%
    Seth Mathew Streeter Ceo / Partner February, 2000 25% to 50%
    Matthew William Adams President / Partner January, 2018 10% to 25%
    Geoffrey Sutherland Gaggs Client Advisor / Partner January, 2008 5% to 10%
    Andrew Lawrence Penso Client Advisor / Partner July, 2014 less than 5%
    Dannell Rice Stuart Director Of Business Development / Partner July, 2014 less than 5%
    Patricia Ann Fahnoe Client Advisor / Partner January, 2016 less than 5%
    Kieran David Osborne Chief Investment Officer January, 2018 less than 5%
    Steve Salvatore Caltagirone Client Advisor / Partner January, 2018 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees