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Overview

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Aug. 30, 2018
    • $508.2M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 4K
      Accounts
    • $127.1K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

31

name start date
David Schlossberg, RFC, AIF
January 2010
John Glennon O'Connell
May 2007
Michelle Darlene George
March 2015
Brenda Rose Pingree
February 1995
Roy Elmer Mcguffin
December 2017

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    United Advisors IAR $134,895,000

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Mark Hulbert Penske Ceo/President February, 2016 less than 5%
      Robert W Peters Finops June, 2017 less than 5%
      Michael Terrance Keller Cco B/D March, 2016 less than 5%
      Henrik Kurt Andresen Cco - Ria February, 2017 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees