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Overview

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Aug. 30, 2018
    • $508.2M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 4K
      Accounts
    • $127.1K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

29

name start date
David Schlossberg, RFC, AIF
January 2010
John Glennon O'Connell
May 2007
Mark Hulbert Penske
February 2016
Goli Atarod-O'Connell
May 2007
Monique Victoria Romero
April 2018

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    United Advisors IAR $134,895,000

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Mark Hulbert Penske Ceo/President February, 2016 less than 5%
      Robert W Peters Finops June, 2017 less than 5%
      Michael Terrance Keller Cco B/D March, 2016 less than 5%
      Henrik Kurt Andresen Cco - Ria February, 2017 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees