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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Sept. 8, 2019
    • $2.5B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 8K
      Accounts
    • $322.5K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

25

name start date
Robert Michael Sullivan
May 2015
Douglas Lee Nelson
February 2008
William Dwight Moss
February 2016
Guy Wesley Holman
November 2010
Justin Ryan Rodriguez
July 2018

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Tci Foundation Inc. -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Douglas Lee Nelson Shareholder, Director, Chairman Of The Board January, 2008 10% to 25%
      Catherine Ann Nichols President, Treasurer, And Chief Compliance Officer May, 2008 5% to 10%
      Michael Anthony Grosso Director July, 2017 5% to 10%
      Guy Wesley Holman Shareholder And Director January, 2012 5% to 10%
      Lori Ann Booth-Houle Director January, 2016 less than 5%
      John Joseph Stephens Chief Executive Officer May, 2016 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees