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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Feb. 1, 2017
    • $1.2B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 7K
      Accounts
    • $166.5K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

80

name start date
Daniel Vincent Hawley
September 2009
Jeffrey David Anton
November 2000
Mary Elizabeth Bayless
August 2009
William Michael Donovan
August 1999
Traci D Canepa
March 2011

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    American Financial Advisors Inc IAR $450,074,497
    American Wealth Management IAR $261,768,441
    Apple & Associates IAR $59,258,439
    Aros Asset Management IAR $11,330,673
    Atcap Partners, LLC IAR $33,164,117
    Burroughs-Braley Wealth Management IAR --
    Callanen, Glenda G. IAR $0
    Capital Insight Partners, LLC IAR $373,515,555
    Coughlin Ii, George Harper IAR $0
    Cross State Financial Group LLC IAR $43,500,000
    Cue Financial Group, Inc. IAR $418,762,655
    Curran Financial Services IAR $7,568,076
    Derby and Derby, Inc. IAR $0
    G.H. Hubbell & Associates IAR $0
    Galvin, Gaustad & Stein, LLC IAR $581,195,663
    Gibson Capital Management IAR $58,000
    Hawley Advisors IAR $34,887,554
    Hub International Investment Services Inc. Dual Registrant $0
    James A. Jimenez IAR $0
    James D. Horn Dba Quality Financial Concepts IAR $34,854,645
    John M. Parsons -- --
    Leal Financial Planning IAR $0
    Lilani Wealth Management IAR $18,067,000
    California Financial Advisors IAR $961,754,098
    Margaret Chan -- --
    Monarch Wealth Management LLC IAR $0
    Moneypenny Wealth Management IAR --
    Noble Wealth Management, Inc. IAR $149,875,710
    Pacific Asset Management Group IAR $14,143,764
    Park Place Wealth Advisors, Inc IAR $40,749,175
    Parsons Financial Advisors, Inc. IAR $0
    Rcm Robinson Capital Management LLC IAR $129,987,109
    Rnp Advisory Services, Inc. IAR $349,151,717
    Scott Hanish, LLC -- --
    Sequoia Financial Advisors, Inc. Dual Registrant $167,844,922
    Tpgr Financial Services, LLC IAR --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Stephen Henry Chipman President And Ceo April, 2006 5% to 10%
      John Cordell Burroughs Board Member December, 2005 5% to 10%
      David A Rosenzweig Options Principal September, 2014 less than 5%
      Karyn Marie White Finop/Cfo October, 2015 less than 5%
      Rodney Kresge Cco July, 2016 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions
        • Other