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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on July 29, 2017
    • $5.5B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 8K
      Accounts
    • $723.2K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

20

name start date
Gerald Anthony Polcari
December 1997
Steven David Keirn
February 2013
Matthew Emmett Ryan
May 2005
Joseph Peter Rigali
April 1994
Darren Michael Norton
December 2002

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Gw & Wade Asset Management Company, LLC Broker-Dealer --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Beth Lehman Chief Compliance Officer And General Counsel January, 2013 less than 5%
      Gene Edward Sinclair Principal December, 2010 less than 5%
      John Stephen Murray Principal/Counselor December, 2010 less than 5%
      Robert James Emens Principal/Counselor December, 2010 less than 5%
      David Lawrence Brodsky Principal/Counselor December, 2010 less than 5%
      Darren Michael Norton Principal/Counselor December, 2010 less than 5%
      Eric Herd Rosenberg Principal/Counselor December, 2010 less than 5%
      Neil Lawrence Goldberg Principal September, 2007 less than 5%
      Gerald Anthony Polcari Principal/Counselor December, 2005 less than 5%
      Robert Francis Bodio Principal/Counselor December, 2005 less than 5%
      Roger William Wade Principal/Counselor May, 1986 less than 5%
      Timothy Pinch Principal/Counselor June, 1987 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees
        • Commissions
        • Other