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Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
Barclays ETN + Shiller CAPE Exchange Traded Notes $414,000
SPDR Nuveen Barclays New York Municipal Bond ETF $394,000
VanEck Vectors-Investment Grade Floating Rate ETF $324,000
Vanguard S&P 500 Value Index Fund $191,000
Vanguard S&P Small-Cap 600 Value Index Fund $148,000
SPDR Nuveen Barclays Build America Bond ETF $124,000
iShares iBonds Mar 2023 Term Corporate ETF $120,000
iShares Edge MSCI Min Vol Japan ETF $118,000
Legg Mason Low Volatility High Dividend ETF $87,000
VanEck Vectors Retail ETF $79,000
iShares iBonds Mar 2020 Term Corporate ETF $65,000
iPath Exchange Traded Notes US Treasury 10 year Bear ETN Series A $63,000
SPDR Nuveen Barclays California Municipal Bond ETF $61,000
iShares iBonds Mar 2018 Term Corporate ETF $60,000
SPDR S&P BRIC 40 ETF $48,000
VanEck Vectors Global Alternative Energy ETF $41,000
Victory CEMP US Large Cap High Div Volatility Wtd Index ETF $41,000
iShares iBonds Sep 2016 Term Muni Bond ETF $38,000
First Trust NASDAQ Cybersecurity ETF $35,000
Vanguard S&P Small-Cap 600 Growth Index Fund $32,000
iShares Currency Hedged MSCI Japan ETF $31,000
iPath Exchange Traded Notes Bloomberg Softs Subindex Total Return ETN Series A $29,000
EGShares Emerging Markets Core ETF $24,000
UBS AG FI Enhanced Large Cap Growth ETN $24,000
Hull Tactical US ETF $21,000
DB Crude Oil Short Exchange Traded Notes $21,000
SPDR Bloomberg Barclays Emerging Markets Local Bond ETF $19,000
iPath Exchange Traded Notes US Treasury 10 year Bull ETN Series A $17,000
VanEck Vectors ChinaAMC SME-ChiNext ETF $16,000
WisdomTree Global Natural Resources Fund $14,000
WisdomTree Global ex-US Utilities Fund $14,000
WisdomTree Commodity Country Equity Fund $14,000
ELEMENTS Exchange Traded Notes Morningstar Wide Moat Focus Total Return Index $13,000
InfraCap MLP ETF $12,000
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF $11,000
SPDR Russell/Nomura Small Cap Japan ETF $11,000
Goldman Sachs ActiveBeta Emerging Markets Equity ETF $11,000
iShares MSCI All Peru Capped ETF $6,000
Global X MSCI Norway ETF $6,000
UBS Exchange Traded Access Securities (E-TRACS) Monthly Pay 2x Leveraged Dow Jones Select Dividend Index ETN $5,000
Loncar Cancer Immunotherapy ETF $4,000
Market Vectors-Double Short Euro Exchange Traded Notes $3,000
DB Commodity Short Exchange Traded Notes $3,000
First Trust Asia Pacific Ex-Japan AlphaDEX Fund $2,000
iShares MSCI Russia Capped ETF $1,000
ELEMENTS Exchange Traded Notes MLCX Grains Index-Total Return $1,000
iPath Exchange Traded Notes Bloomberg Platinum Subindex Total Return ETN Series A $1,000

    Assets

    Assets

    Last updated on June 5, 2019
      • $13.8B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 106K
        Accounts
      • $130.4K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    Advisors

    Current Advisors

    # of advisors

    33

    name start date
    Thomas Michael Obrien
    April 2016
    Patricia Rosetts Massenburg
    June 1994
    John Richard Pratti
    January 2015
    Robert Peter Brown
    January 2015
    Craig G Desimone
    May 2011

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Babson Capital Management LLC IAR $246,844,608,844
      Baring Asset Management Limited IAR $0
      Barings (U.K.) Limited IAR $0
      Cornerstone Real Estate Advisers LLC IAR $33,164,571,280
      Haven Life Insurance Agency LLC -- --
      Massachusetts Mutual Trust Company, Fsb -- --
      Massachusetts Mutual Life Insurance Company -- --
      Massmutual Asia Limited -- --
      Mml Distributors, LLC Broker-Dealer --
      Mml Insurance Agency LLC -- --
      Mml Investment Advisers LLC -- --
      Mml Strategic Distributors, LLC Broker-Dealer --
      Mmlisi Financial Alliances, LLC IAR $0
      Oppenheimerfunds Distributor, Inc. Broker-Dealer --
      Oppenheimerfunds Inc IAR $869,207,599
      Society of Grownups, LLC IAR $0

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        David Michael Holtzer President November, 2016 less than 5%
        Bruce Carter Frisbie Assistant Treasurer November, 2016 less than 5%
        Paul A Lapiana Senior Vice President And Director November, 2016 less than 5%
        Elizabeth Ward Chicares Director July, 2016 less than 5%
        Michael Robert Fanning Director July, 2016 less than 5%
        David Myers Mink Vice President July, 2016 less than 5%
        Amy Francella Secretary And Chief Legal Officer November, 2015 less than 5%
        John Gregory Martinez Vice President, Chief Financial Officer And Treasurer January, 2007 less than 5%
        Marc Allan Cohn Vice President And Chief Compliance Officer September, 2006 less than 5%
        Wendy Ann Benson Chief Executive Officer And Director July, 2016 less than 5%
        John Arthur Vaccaro Chairman And Director July, 2016 less than 5%
        Mary Bea Wilkinson Vice President July, 2016 less than 5%
        Thomas K Bauer Vice President July, 2016 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees