Back to top

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on Aug. 21, 2019
    • $637.9M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $413.7K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

9

name start date
Ivy Monique Alexander
August 2019
Benjamin M Waller
September 2009
Robert Joel Willen
October 2000
Daniel Ellis Wagner
December 1990
John Raymond Ciccarone
June 1992

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Daniel E. Wagner -- --
    Marc J. Hertzberg -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Marc Jeffrey Hertzberg President November, 2017 75% or more
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Performance-Based Fees