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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on Aug. 21, 2019
    • $4.5B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 4K
      Accounts
    • $1.2M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

51

name start date
James Lyman Smith
December 2014
John Michael Ruby
January 2019
Matthew Robert Eiben
March 2001
Gregory Ronald Badowski
April 2011
Paul Ernest Hebert
November 2017

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Clutterbuck Funds LLC -- --
    Mai Capital Income & Growth Gp Iii, LLC -- --
    Mai Capital Income & Growth Gp Iv, LLC -- --
    Mai Capital Income & Growth Gp, LLC -- --
    Mai Diversified Real Estate Income Gp, LLC -- --
    Mai Diversified Real Estate Income II Gp, LLC -- --
    Mai Insurance Solutions, LLC -- --
    Mai Lending G.P., LLC -- --
    Mai Wealth Gp, LLC -- --
    Mai Wealth Opportunity Gp, LLC -- --
    Mai Wealth Private Equity Gp LLC -- --
    Mai-Oak Street Gp, LLC -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Richard James Buoncore Managing Partner February, 2007 less than 5%
      James D. Kacic Chief Financial Officer May, 2008 less than 5%
      Mark Hunter Summers Chief Operating Officer February, 2010 less than 5%
      Shirley Ann Titchenell Chief Compliance Officer October, 2010 less than 5%
      John Daniel Zaller Chief Investment Officer January, 2016 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Performance-Based Fees
        • Other