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ETF Holdings

Name Assets
Schwab US REIT ETF $11,303,000
Vanguard Global ex-US Real Estate Index Fund $9,144,000
SPDR S&P 500 ETF Trust $5,028,000
SPDR Dow Jones International Real Estate ETF $3,537,000
iShares MSCI EAFE ETF $3,531,000
Energy Select Sector SPDR Fund $3,217,000
WisdomTree International SmallCap Dividend Fund $3,172,000
iShares Russell Mid-Cap Growth ETF $3,171,000
Schwab US Small-Cap ETF $2,403,000
Vanguard Dividend Appreciation Index Fund $2,383,000
SPDR S&P MidCap 400 ETF $1,782,000
ProShares UltraPro QQQ $1,609,000
Vanguard Energy Index Fund $1,417,000
EGShares Beyond BRICs ETF $1,226,000
iShares Core S&P Mid-Cap ETF $1,224,000
PowerShares DB Commodity Index Tracking Fund $1,132,000
iShares MSCI Emerging Markets ETF $727,000
iShares Russell 2000 ETF $689,000
Vanguard Emerging Markets Stock Index Fund $650,000
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund $530,000
SPDR Bloomberg Barclays High Yield Bond ETF $504,000
Alerian MLP ETF $432,000
iShares Russell 2000 Value ETF $364,000
iShares US Real Estate ETF $338,000
Vanguard Tax-Managed International Fund $220,000
Vanguard High Dividend Yield Index Fund $212,000
Schwab US Dividend Equity ETF $184,000
iShares Russell 2000 Growth ETF $159,000
iShares China Large-Cap ETF $120,000
First Trust North American Energy Infrastructure Fund $111,000
EGShares Emerging Markets Consumer ETF $84,000
iShares Europe ETF $57,000
JPMorgan Alerian MLP Index Exchange Traded Notes $50,000
SPDR Gold Shares $20,000
iShares Russell 1000 Growth ETF $16,000
iShares S&P Mid-Cap 400 Value ETF $11,000
Vanguard Short-Term Bond Index Fund $5,000



    Last updated on June 15, 2019
      • $940.3M
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 1K
      • $675.5K
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.


    Current Advisors

    # of advisors


    name start date
    Wayne Maynard Janus
    March 2007
    Brian Richard Kamin
    February 2018
    David Robert Peckenpaugh
    October 2006
    Craig Steven Janus
    February 2011
    Patrick James Hickey
    February 2019

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Associated Bank -- --
      Associated Benefits & Risk Consulting -- --
      Associated Investment Services, Inc. Dual Registrant $645,828,475
      Associated Trust Company -- --
      Kellogg Asset Management, LLC IAR $1,902,506,201



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Brian Thomas Klaus Treasurer February, 2019 less than 5%
        Tracy Jo Lemsky Director - Board Of Directors October, 2017 less than 5%
        Anthony Philip Pecora Chief Compliance Officer October, 2017 less than 5%
        Jason Richard Wilke Director - Board Of Directors October, 2017 less than 5%
        John Parker Thayer Director - Board Of Directors October, 2017 less than 5%
        Michael David Kuipers Director - Board Of Directors October, 2017 less than 5%
        Patrick James Hickey President, Chief Executive Officer, Director January, 2019 less than 5%
        Christopher Jorge Del Moral-Niles Director - Board Of Directors October, 2017 less than 5%
        William Michael Bohn Chairman - Board Of Directors October, 2017 less than 5%
        Robert Marvin Legan Senior Vice President August, 2012 less than 5%
        Brian James Henderson Senior Vice President June, 2007 less than 5%
        Mia Lynne Carlson Erickson Senior Vice President September, 2007 less than 5%
        David Robert Peckenpaugh Senior Vice President And Chief Investment Officer January, 2006 less than 5%
        Wayne Maynard Janus President, Financial Planning January, 2007 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees