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Kestra Private Wealth Services, LLC

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Feb. 25, 2017
    • $926.1M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 4K
      Accounts
    • $261.2K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

44

name start date
Ricardo Mark Montejano
April 2012
Mary Cajator Abundo
February 2014
Tom Abel Puentes
February 2015
Catherine Marie Jameson
March 2013
Russell W. Tobler
November 2014

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Kestra Institutional Services, LLC IAR $0
    Kestra Insurance Services, LLC -- --
    Nfp Advisor Services LLC IAR $16,008,976,512
    NFP Advisor Services, LLC Dual Registrant $12,253,997,703

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Michael Ross Pedlow Chief Compliance Officer August, 2014 less than 5%
      Robert Mason Bartenstein Chief Executive Officer, President May, 2012 less than 5%
      James Lynn Poer Vice President June, 2016 less than 5%
      John Patrick Vanderheyden Vice President June, 2016 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees