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New York Life Investment Management LLC

New York Life Investment Management LLC




There are no insights from this firm to display at this time.


ETF Holdings



Last updated on May 26, 2017
    • $93.7B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 1K
    • $75.6M
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types


Current Advisors

# of advisors


name start date
Christian Apolinar Caballero
February 2013
William Shawn Watson
October 2014
Shane Robert Murphy
January 2017
Justin Adam Aisenbaum
October 2018
John Douglas Viglione
November 2007

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Ausbil Investment Management Limited -- --
    Candriam Belgium Sa -- --
    Candriam France Sas -- --
    Candriam Luxembourg Sca -- --
    Cornerstone IAR $1,009,000,000
    Credit Value Partners, Lp IAR $2,173,914,066
    Eagle Strategies LLC IAR $8,546,118,534
    Goldpoint Partners LLC IAR $12,998,672,099
    Indexiq Advisors LLC IAR $4,511,104,438
    Institutional Capital LLC IAR $19,587,594
    Mackay Shields LLC IAR $108,474,548,374
    Madison Capital Funding LLC IAR $3,096,021,166
    Mcf Capital Management LLC IAR $0
    New York Life Insurance and Annuity Corporation -- --
    New York Life Insurance Company -- --
    New York Life Trust Company -- --
    Nyl Investors LLC IAR $243,668,399,914
    Nylife Distributors LLC Broker-Dealer --
    Nylife Insurance Company Arizona -- --
    Nylife Securities LLC Broker-Dealer --
    Nylink Insurance Agency Inc. -- --
    Private Advisors LLC IAR $4,719,969,844
    Seguros Monterrey New York Life, S.A. De C.V. -- --



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Yie-Hsin Hung Elected Manager, Chairman And Chief Executive Officer June, 2015 less than 5%
      Jae Sung Yoon Chief Investment Officer August, 2016 less than 5%
      Dale Alexander Hanley Chief Risk Officer October, 2015 less than 5%
      Kevin Michael Bopp Chief Compliance Officer January, 2016 less than 5%
      Christopher Owsley Blunt Elected Manager June, 2015 less than 5%
      Stephen Paul Fisher Elected Manager And President June, 2015 less than 5%
      Arthur Harutyun Seter Elected Manager January, 2015 less than 5%
      David Gerald Bedard Elected Manager, Chief Financial Officer October, 2013 less than 5%
      Donald M Desiderato Senior Managing Director, Chief Technology Officer May, 2012 less than 5%
      John Thomas Fleurant Elected Manager, Chairman Of Audit Committee April, 2011 less than 5%
      George Sydney Shively Senior Managing Director, General Counsel And Secretary January, 2008 less than 5%
      Allan Dowiak Senior Managing Director, Head Of Human Resources July, 2005 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees
        • Performance-Based Fees