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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Feb. 25, 2017
    • $202.3M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 350
      Accounts
    • $577.9K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

3

name start date
John Denny Dale
March 2006
Henry D. Mercer
January 2000
Guy Frank Gallo
August 2007

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Henry D. Mercer President; Chief Compliance Officer December, 1998 75% or more
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Fixed Fees