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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on June 14, 2017
    • $460.7M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $297.2K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

12

name start date
Brawn Curtis Sproul
July 2006
Wesley Scot Kabance
May 2019
Thomas Andrew Toth
August 1989
Gary Earl Colpas
September 1999
Thomas Albert Bowman
June 2000

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Toth and Associates, Inc. -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Thomas Andrew Toth President July, 1986 10% to 25%
      Priscilla Marie Toth Vice President July, 1986 10% to 25%
      Brawn Curtis Sproul Director July, 2010 10% to 25%
      Kenneth Jackson Bowen Chief Operating Officer September, 2013 10% to 25%
      Thomas Albert Bowman Chief Compliance Officer July, 2010 10% to 25%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets