Back to top

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
iShares Core Total USD Bond Market ETF $3,211,000
Vanguard Russell 1000 Index Fund $2,861,000
Vanguard International Dividend Appreciation Index Fund $1,913,000
Vanguard S&P Small-Cap 600 Index Fund $865,000
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund $568,000
First Trust Mid Cap Growth AlphaDEX Fund $566,000
Schwab Fundamental US Large Company Index ETF $534,000
iShares Russell Top 200 ETF $533,000
iShares Short Maturity Municipal Bond ETF $484,000
iShares Treasury Floating Rate Bond ETF $290,000
SPDR S&P 600 Small Cap ETF $249,000
Victory CEMP International Volatility Wtd Index ETF $241,000
Victory CEMP US EQ Income Enhanced Volatility Wtd Index ETF $233,000
Victory CEMP Developed Enhanced Volatility Wtd Index ETF $223,000
Victory CEMP US 500 Volatility Wtd Index ETF $176,000
iShares Morningstar Small-Cap Value ETF $159,000
Victory CEMP US 500 Enhanced Volatility Wtd Index ETF $153,000
iShares Edge MSCI Multifactor USA Small-Cap ETF $150,000
Victory CEMP US Discovery Enhanced Volatility Wtd Index ETF $147,000
iShares Edge MSCI Multifactor USA ETF $138,000
Pacer Trendpilot 100 ETF $132,000
SPDR MSCI World StrategicFactors ETF $122,000
iShares Emerging Markets High Yield Bond ETF $121,000
Schwab Intermediate-Term US Treasury ETF $117,000
WisdomTree Total Dividend Fund $115,000
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund $113,000
iShares Yield Optimized Bond ETF $111,000
WisdomTree Bloomberg Floating Rate Treasury Fund $110,000
First Trust Chindia ETF $82,000
WisdomTree Global High Dividend Fund $82,000
First Trust Eurozone AlphaDEX ETF $75,000
iShares Edge MSCI Multifactor Intl ETF $65,000
Schwab Fundamental US Broad Market Index ETF $64,000
US Global Jets ETF $64,000
iShares Edge MSCI Multifactor Intl Small-Cap ETF $58,000
SPDR SSGA Gender Diversity Index ETF $57,000
SPDR S&P Health Care Equipment ETF $49,000
Direxion All Cap Insider Sentiment Shares $34,000
WisdomTree CBOE S&P 500 PutWrite Strategy Fund $33,000
iShares Morningstar Mid-Cap Value ETF $32,000
PIMCO Low Duration Active Exchange-Traded Fund $30,000
iShares GNMA Bond ETF $29,000
First Trust Small Cap Growth AlphaDEX Fund $29,000
AdvisorShares Dorsey Wright ADR ETF $26,000
Goldman Sachs ActiveBeta International Equity ETF $20,000
iShares Convertible Bond ETF $20,000
SPDR MSCI Emerging Markets StrategicFactors ETF $19,000
iShares Edge MSCI Multifactor Emerging Markets ETF $19,000
SPDR MSCI EAFE StrategicFactors ETF $18,000
Fidelity Total Bond ETF $17,000
Fidelity MSCI Materials Index ETF $17,000
YieldShares High Income ETF $17,000
VanEck Vectors-Investment Grade Floating Rate ETF $15,000
SPDR SSGA US Small Cap Low Volatility Index ETF $14,000
iShares Interest Rate Hedged Corporate Bond ETF $14,000
Janus Small Cap Growth Alpha ETF $12,000
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund $11,000
AdvisorShares Madrona Global Bond ETF $10,000
ProShares Ultra Real Estate $9,000
First Trust NASDAQ Clean Edge Green Energy Index Fund $9,000
ProShares MSCI Europe Dividend Growers ETF $8,000
First Trust Value Line 100 Exchange-Traded Fund $8,000
ProShares S&P MidCap 400 Dividend Aristocrats ETF $7,000
IQ Hedge Macro Tracker ETF $6,000
Fidelity MSCI Information Technology Index ETF $6,000
iShares Edge MSCI Intl Momentum Factor ETF $6,000
SPDR Russell 1000 Low Volatility Focus ETF $5,000
WisdomTree Emerging Markets Quality Dividend Growth Fund $4,000
iShares Morningstar Mid-Cap Growth ETF $3,000
iShares MSCI Europe Small-Cap ETF $3,000
WisdomTree BofA Merrill Lynch High Yield Bond Zero Duration Fund $3,000
Direxion Daily CSI 300 China A Share Bear 1X Shares $2,000
ARK Web x.0 ETF $2,000
Fidelity MSCI Real Estate Index ETF $2,000
First Trust Global Tactical Commodity Strategy Fund $1,000
KraneShares CSI China Internet ETF $1,000

    Assets

    Assets

    Last updated on June 7, 2019
      • $1.7B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 11K
        Accounts
      • $145.6K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    569

    name start date
    Mitchell George Rubin
    March 2011
    James Michael Stahl
    October 2012
    Suzanne Leigh Johnson
    June 2010
    Richard Tully Trenholme
    September 2016
    Kathleen Mary Moore
    January 2007

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Next Financial Insurance Services Company -- --

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        David Lee Holtz Director August, 1999 less than 5%
        Norman Carl Jr Grant Director March, 2000 less than 5%
        Jeffrey Judd Saline Director December, 2011 less than 5%
        Cary Joel Sr Cowan Director December, 2011 less than 5%
        Christopher Brian Mueller Svp Chief Operations Officer February, 2014 less than 5%
        Leslie Bernard Jallans Cco September, 2014 less than 5%
        Philip Francis Smith Cfo/Finop March, 2015 less than 5%
        Barry Glenn Knight President/Ceo/Director December, 2006 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees
          • Other