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Cambridge Investment Research Advisors, Inc.

Cambridge Investment Research Advisors, Inc.




There are no insights from this firm to display at this time.


ETF Holdings

Name Assets
Victory CEMP US 500 Enhanced Volatility Wtd Index ETF $14,132,000
Oppenheimer Ultra Dividend Revenue ETF $12,568,000
SPDR S&P 600 Small Cap ETF $7,955,000
Fidelity MSCI Information Technology Index ETF $6,425,000
iShares Edge MSCI Multifactor USA ETF $5,685,000
First Trust Small Cap Growth AlphaDEX Fund $5,454,000
Pacer Trendpilot 100 ETF $4,699,000
Victory CEMP US 500 Volatility Wtd Index ETF $3,626,000
First Trust Strategic Income ETF $3,409,000
Schwab Fundamental Emerging Markets Large Company Index ETF $3,080,000
WisdomTree Total Dividend Fund $3,020,000
ProShares S&P MidCap 400 Dividend Aristocrats ETF $2,918,000
ProShares Russell 2000 Dividend Growers ETF $2,839,000
Fidelity MSCI Industrials Index ETF $2,555,000
SPDR Bloomberg Barclays Mortgage Backed Bond ETF $2,521,000
iShares Morningstar Small-Cap Value ETF $2,496,000
Fidelity MSCI Consumer Discretionary Index ETF $2,244,000
ProShares Ultra Technology $2,232,000
iShares Edge MSCI USA Size Factor ETF $2,119,000
Fidelity MSCI Telecommunications Services Index ETF $1,962,000
iShares Morningstar Mid-Cap Growth ETF $1,874,000
Fidelity Corporate Bond ETF $1,450,000
Cambria Global Momentum ETF $1,289,000
SPDR FactSet Innovative Technology ETF $1,147,000
EMQQ The Emerging Markets Internet & Ecommerce ETF $1,047,000
SPDR S&P 500 Fossil Fuel Reserves Free ETF $1,043,000
iShares Morningstar Large-Cap Value ETF $1,027,000
WisdomTree BofA Merrill Lynch High Yield Bond Zero Duration Fund $1,023,000
VanEck Vectors-Investment Grade Floating Rate ETF $943,000
FlexShares Quality Dividend Defensive Index Fund $938,000
First Trust Value Line 100 Exchange-Traded Fund $918,000
Oppenheimer Small Cap Revenue ETF $872,000
iShares Treasury Floating Rate Bond ETF $848,000
iShares Convertible Bond ETF $821,000
Franklin Liberty Short Duration US Government ETF $797,000
SPDR SSGA Gender Diversity Index ETF $731,000
IQ US Real Estate Small Cap ETF $727,000
First Trust China AlphaDEX Fund $681,000
Pacer Trendpilot European Index ETF $671,000
SPDR Russell 1000 Low Volatility Focus ETF $646,000
Workplace Equality Portfolio $616,000
SPDR MSCI EAFE StrategicFactors ETF $608,000
ProShares MSCI Emerging Markets Dividend Growers ETF $590,000
ProShares Morningstar Alternatives Solution ETF $582,000
iShares Edge MSCI Min Vol Europe ETF $558,000
First Trust Mid Cap Growth AlphaDEX Fund $538,000
Sprott Junior Gold Miners ETF $472,000
SPDR S&P Global Dividend ETF $460,000
WisdomTree CBOE S&P 500 PutWrite Strategy Fund $436,000
Fidelity MSCI Materials Index ETF $430,000
Cambria Global Value ETF $425,000
iShares Government/Credit Bond ETF $351,000
Cambria Shareholder Yield ETF $350,000
VanEck Vectors Indonesia Index ETF $339,000
WisdomTree Total Earnings Fund $320,000
FlexShares International Quality Dividend Dynamic Index Fund $319,000
Cambria Global Asset Allocation ETF $316,000
Cambria Sovereign High Yield Bond ETF $310,000
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund $309,000
Vanguard Russell 1000 Value Index Fund $306,000
First Trust BICK Index Fund $301,000
Cambria Value and Momentum ETF $294,000
VanEck Vectors CEF Municipal Income ETF $273,000
VanEck Vectors Retail ETF $270,000
First Trust Small Cap Value AlphaDEX Fund $265,000
First Trust Total US Market AlphaDEX ETF $251,000
Vident Core US Equity Fund $217,000
AdvisorShares Dorsey Wright ADR ETF $216,000
SPDR S&P 500 Buyback ETF $215,000
Vanguard Russell 1000 Index Fund $207,000
Vanguard Russell 2000 Growth Index Fund $200,000
First Trust Brazil AlphaDEX Fund $176,000
VanEck Vectors BDC Income ETF $166,000



    Last updated on Nov. 2, 2019
      • $44.3B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 276K
      • $160.5K
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.


    Current Advisors

    # of advisors


    name start date
    Quentin Leon Ledford
    January 2013
    René A. Ruiz
    June 2012
    John David Smith
    November 2012
    Douglas Anthony Rongo
    February 2007
    Peter J Market
    October 2015

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Cambridge Investment Research, Inc. Broker-Dealer $1,298,328,434
      Tbs Agency, Inc -- --



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Amy Lynn Webber President/Chief Executive Officer/Sec'Y/Director January, 2017 less than 5%
        Eric Schwartz Executive Chairman Of The Board Of Directors January, 2017 less than 5%
        Colleen Mcguire Bell Senior Vice President, Chief Fiduciary Service Officer,Director December, 2016 less than 5%
        Richard Charles Boyles Sr. Vice President, Finance & Human Resources/Finop/Treasurer/Director April, 2016 less than 5%
        Kyle Russell Selberg Svp, Bus Dev & Chief Bus Dev Officer/Director January, 2018 less than 5%
        Jeffrey Francis Vivacqua Sr. Vp Marketing/Director January, 2018 less than 5%
        Seth Aaron Miller Svp, Risk Mgmt, Gen Counsel & Cro/Director January, 2018 less than 5%
        John Douglas Baxley 1St Vice President, Fiduciary Services, Chief Compliance Officer September, 2019 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Percentage Of Assets
          • Hourly Charges
          • Fixed Fees
          • Commissions
          • Other