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Morgan Stanley Smith Barney LLC

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on July 8, 2018
    • $598.5B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2M
      Accounts
    • $371.7K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

24,973

name start date
Nancy Carolyn Brown
December 2017
Philip Edgar Noble
November 2011
Christopher Vail Maxtone-Graham
July 2014
Anacristina Owen
April 2013
Aimee Salazar O'Donnell
January 2016

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Ceres Managed Futures LLC -- --
    Consulting Group Advisory Services LLC IAR $5,287,435,528
    Morgan Stanley & Co. Incorporated Dual Registrant $0
    Morgan Stanley Aip Gp Lp IAR $17,290,980,685
    Morgan Stanley Asset Management Private Limited -- --
    Morgan Stanley Bank, Na -- --
    Morgan Stanley Distribution, Inc. Broker-Dealer --
    Morgan Stanley Infrastructure Inc. IAR $5,433,526,116
    Morgan Stanley Investment Management (Japan) Co., Ltd. IAR $3,498,328,227
    Morgan Stanley Investment Management Company IAR $18,135,548,262
    Morgan Stanley Investment Management Inc. IAR $277,114,975,874
    Morgan Stanley Investment Management Limited IAR $55,585,736,723
    Morgan Stanley Private Bank, National Association -- --
    Morgan Stanley Private Equity Asia, Inc. IAR $800,171,837
    Morgan Stanley Real Estate Advisor, Inc. IAR --
    Morgan Stanley Smith Barney Private Management II LLC IAR $0
    Morgan Stanley Smith Barney Venture Services LLC IAR $182,000,000
    Ms Capital Partners Adviser Inc. IAR $4,237,128,227
    Msref Iii, Inc. IAR $11,097,452
    Msref Iv, LLC IAR $132,604,218
    Msref Real Estate Advisor, Inc. IAR $6,492,309,582
    Msref V, L.L.C. IAR $467,758,998
    Msress III Manager, L.L.C. IAR $2,061,713,109
    Peregrine Investments LLC -- --
    Prime Dealer Services Corp. Broker-Dealer --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Norman Wilson Heusser Chief Financial Officer And Executive Director August, 2017 less than 5%
      Rose-Anne Nancy Richter Chief Compliance Officer June, 2016 less than 5%
      Andrew Michael Saperstein Director, Co-Chairman, Co-President And Co-Chief Executive Officer February, 2016 less than 5%
      Shelley Suzanne O'Connor Director, Co-Chairman, Co-President And Co-Chief Executive Officer August, 2014 less than 5%
      David Morano Chief Operations Officer February, 2016 less than 5%
      James Troy Janover Director February, 2016 less than 5%
      Benjamin Cordt Huneke Director February, 2016 less than 5%
      Jed Finn Director February, 2016 less than 5%
      Steven Manuel Santos Designated Principal - Texas June, 2011 less than 5%
      Timothy Gerard Hansen Chief Compliance Officer (Ia Only ) March, 2011 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees
        • Commissions
        • Other