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Holdings

ETF Holdings

Name Assets
ProShares Short QQQ $34,211,000
iShares Morningstar Small-Cap Value ETF $30,347,000
WisdomTree Earnings 500 Fund $26,256,000
First Trust Chindia ETF $26,155,000
First Trust Global Tactical Commodity Strategy Fund $24,215,000
Vanguard International Dividend Appreciation Index Fund $21,443,000
iShares Morningstar Mid-Cap Value ETF $15,885,000
iShares MSCI Europe Small-Cap ETF $13,738,000
Fidelity MSCI Information Technology Index ETF $13,471,000
First Trust NASDAQ-100 Ex-Technology Sector Index Fund $13,047,000
WisdomTree Total Dividend Fund $12,653,000
Vanguard International High Dividend Yield Index Fund $12,234,000
SPDR S&P 600 Small Cap ETF $11,643,000
Direxion Daily S&P Oil & Gas Exp & Prod Bull 3X Shares $11,164,000
iShares Morningstar Large-Cap Value ETF $9,490,000
Vanguard Russell 3000 Index Fund $8,360,000
WisdomTree CBOE S&P 500 PutWrite Strategy Fund $8,341,000
PIMCO Low Duration Active Exchange-Traded Fund $8,311,000
Goldman Sachs ActiveBeta Japan Equity ETF $8,034,000
ProShares Short MSCI Emerging Markets $7,768,000
Goldman Sachs ActiveBeta Europe Equity ETF $7,715,000
VanEck Vectors Morningstar International Moat ETF $7,580,000
iShares Morningstar Mid-Cap Growth ETF $6,422,000
Fidelity MSCI Health Care Index ETF $5,295,000
VanEck Vectors Preferred Securities ex Financials ETF $4,012,000
Deutsche X-trackers Japan JPX-Nikkei 400 Equity ETF $3,878,000
iShares Core 10+ Year USD Bond ETF $3,804,000
WisdomTree China ex-State-Owned Enterprises Fund $3,621,000
Direxion Daily S&P Oil & Gas Exp & Prod Bear 3X Shares $3,088,000
VanEck Vectors BDC Income ETF $2,943,000
Fidelity MSCI Industrials Index ETF $2,600,000
SPDR SSGA Gender Diversity Index ETF $2,564,000
Direxion Daily Financial Bear 3X Shares $2,315,000
Schwab Fundamental Emerging Markets Large Company Index ETF $1,989,000
VanEck Vectors Unconventional Oil & Gas ETF $1,970,000
WBI Tactical LCY Shares $1,929,000
Global X FTSE Portugal 20 ETF $1,557,000
WisdomTree Global High Dividend Fund $1,457,000
Direxion Daily FTSE China Bull 3X Shares $1,387,000
iShares Global Clean Energy ETF $1,380,000
Alerian Energy Infrastructure ETF $1,246,000
First Trust NASDAQ Clean Edge Green Energy Index Fund $1,122,000
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund $1,089,000
VanEck Vectors ChinaAMC SME-ChiNext ETF $897,000
SPDR S&P 500 High Dividend ETF $894,000
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund $793,000
Fidelity MSCI Consumer Staples Index ETF $736,000
iShares Government/Credit Bond ETF $719,000
WisdomTree Total Earnings Fund $702,000
WisdomTree Asia Pacific ex-Japan Fund $689,000
Global X MSCI Pakistan ETF $664,000
Fidelity MSCI Materials Index ETF $654,000
First Trust Value Line 100 Exchange-Traded Fund $635,000
WBI Tactical Income Shares $555,000
ProShares UltraPro Short Dow30 $538,000
WBI Tactical High Income Shares $537,000
iShares Currency Hedged MSCI ACWI ETF $502,000
ProShares UltraShort Bloomberg Crude Oil $490,000
ProShares Ultra Dow30 $437,000
SPDR MSCI ACWI Low Carbon Target ETF $422,000
Schwab Fundamental International Large Company Index ETF $421,000
Deutsche X-trackers MSCI South Korea Hedged Equity ETF $366,000
Global X SuperDividend REIT ETF $363,000
PIMCO Broad US TIPS Index Exchange-Traded Fund $361,000
ProShares UltraShort Russell2000 $339,000
WisdomTree Middle East Dividend Fund $265,000
First Trust Total US Market AlphaDEX ETF $264,000
Schwab Fundamental International Small Company Index ETF $242,000
VanEck Vectors Russia Small-Cap ETF $230,000
Deutsche X-trackers MSCI Asia Pacific ex Japan Hedged Equity ETF $221,000
WBI Tactical SMY Shares $219,000
ProShares Ultra Oil & Gas $206,000
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF $190,000
Franklin Liberty Short Duration US Government ETF $184,000
WisdomTree Emerging Markets Consumer Growth Fund $181,000
IQ Hedge Market Neutral Tracker ETF $172,000
Global X Fertilizers/Potash ETF $156,000
Global X Copper Miners ETF $152,000
Deutsche X-trackers FTSE Developed ex US Enhanced Beta ETF $149,000
United States Diesel-Heating Oil Fund, LP $129,000
Schwab Fundamental US Broad Market Index ETF $104,000
ProShares UltraShort Silver $95,000
ProShares Ultra Real Estate $88,000
ProShares UltraPro Russell2000 $87,000
PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETF $86,000
WBI Tactical LCV Shares $81,000
WBI Tactical SMS Shares $79,000
ProShares Ultra MSCI EAFE $74,000
WBI Tactical SMV Shares $72,000
ProShares Ultra Technology $68,000
ProShares Ultra Gold $67,000
SPDR S&P 500 Fossil Fuel Reserves Free ETF $65,000
ProShares UltraShort Gold $63,000
WBI Tactical LCS Shares $62,000
iShares Emerging Markets Infrastructure ETF $59,000
WBI Tactical LCG Shares $50,000
ProShares Ultra Semiconductors $48,000
First Trust International Multi-Asset Diversified Income Index Fund $47,000
ProShares UltraShort Oil & Gas $42,000
WBI Tactical SMG Shares $41,000
Direxion Daily Real Estate Bear 3X Shares $39,000
ProShares Ultra Health Care $36,000
Direxion Daily Healthcare Bull 3X Shares $34,000
ProShares UltraPro Short 20+ Year Treasury $34,000
Direxion Daily Japan Bull 3X Shares $33,000
ProShares UltraPro Nasdaq Biotechnology ETF $30,000
Pacer Trendpilot European Index ETF $29,000
ProShares UltraShort Real Estate $27,000
Direxion Daily CSI 300 China A Share Bull 2X Shares $25,000
Direxion Daily MSCI India Bull 3X Shares $23,000
Teucrium Soybean Fund $22,000
Direxion Daily Homebuilders & Supplies Bull 3X Shares $21,000
C-Tracks Exchange-Traded Notes Citi Miller/Howard Strategic Dividend Reinvestor Fund $21,000
Global X SuperDividend Emerging Markets ETF $18,000
Janus Small Cap Growth Alpha ETF $17,000
US Market Rotation Strategy ETF $16,000
Arrow DWA Tactical ETF $15,000
Deutsche X-trackers CSI 300 China A-Shares Hedged Equity ETF $14,000
ProShares MSCI Emerging Markets Dividend Growers ETF $10,000
ProShares Global Listed Private Equity ETF $10,000
ProShares UltraShort FTSE Europe $10,000
VanEck Vectors Emerging Markets Aggregate Bond ETF $7,000
VanEck Vectors Poland ETF $6,000
Direxion Daily Regional Banks Bull 3X Shares $6,000
FlexShares International Quality Dividend Dynamic Index Fund $4,000
Sprott Junior Gold Miners ETF $4,000
ProShares Ultra MSCI Brazil Capped $3,000
VanEck Vectors Global Spin-Off ETF $3,000
Reality Shares DIVCON Dividend Defender ETF $1,000
Global X Yieldco Index ETF $1,000

    Assets

    Assets

    Last updated on Oct. 3, 2018
      • $735.3B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 2M
        Accounts
      • $426.3K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    24,417

    name start date
    Nancy Carolyn Brown
    December 2017
    Christopher Vail Maxtone-Graham
    July 2014
    Philip Edgar Noble
    November 2011
    Leah Helene Jacobson Schug
    January 2014
    Dawn M Fawcett
    July 2015

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Ceres Managed Futures LLC -- --
      Consulting Group Advisory Services LLC IAR $5,287,435,528
      Mesa West Capital IAR $6,434,789,136
      Morgan Stanley & Co. LLC -- --
      Morgan Stanley Aip Gp Lp IAR $17,290,980,685
      Morgan Stanley Asset Management Private Limited -- --
      Morgan Stanley Bank, Na -- --
      Morgan Stanley Distribution, Inc. Broker-Dealer --
      Morgan Stanley Infrastructure Inc. IAR $5,433,526,116
      Morgan Stanley Investment Management (Japan) Co., Ltd. IAR $3,498,328,227
      Morgan Stanley Investment Management Company IAR $18,135,548,262
      Morgan Stanley Investment Management Inc. IAR $277,114,975,874
      Morgan Stanley Investment Management Limited IAR $55,585,736,723
      Morgan Stanley Private Bank, National Association -- --
      Morgan Stanley Private Equity Asia, Inc. IAR $800,171,837
      Morgan Stanley Real Estate Advisor, Inc. IAR --
      Morgan Stanley Smith Barney Private Management II LLC IAR $0
      Morgan Stanley Smith Barney Venture Services LLC IAR $182,000,000
      Ms Capital Partners Adviser Inc. IAR $4,237,128,227
      Msref Iv, LLC IAR $132,604,218
      Msref Real Estate Advisor, Inc. IAR $6,492,309,582
      Msref V, L.L.C. IAR $467,758,998
      Msress III Manager, L.L.C. IAR $2,061,713,109
      Peregrine Investments LLC -- --
      Prime Dealer Services Corp. Broker-Dealer --

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Norman Wilson Heusser Principal Financial Officer And Executive Director August, 2017 less than 5%
        David Morano Principal Operations Officer February, 2016 less than 5%
        Rose-Anne Nancy Richter Chief Compliance Officer June, 2016 less than 5%
        Andrew Michael Saperstein Director, Co-Chairman, Co-President And Co-Chief Executive Officer February, 2016 less than 5%
        Shelley Suzanne O'Connor Director, Co-Chairman, Co-President And Co-Chief Executive Officer August, 2014 less than 5%
        James Troy Janover Director February, 2016 less than 5%
        Benjamin Cordt Huneke Director February, 2016 less than 5%
        Jed Finn Director February, 2016 less than 5%
        Steven Manuel Santos Designated Principal - Texas June, 2011 less than 5%
        Timothy Gerard Hansen Chief Compliance Officer (Ia Only ) March, 2011 less than 5%
          Source: SEC

          Fees

          There is no compensation data available to display at this time