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ETF Holdings

Name Assets
Oppenheimer Ultra Dividend Revenue ETF $179,880,000
Victory CEMP US 500 Volatility Wtd Index ETF $118,891,000
Victory CEMP US 500 Enhanced Volatility Wtd Index ETF $68,064,000
ProShares S&P MidCap 400 Dividend Aristocrats ETF $66,153,000
ProShares Russell 2000 Dividend Growers ETF $62,253,000
Oppenheimer Small Cap Revenue ETF $43,406,000
iShares Treasury Floating Rate Bond ETF $41,994,000
Vanguard Russell 1000 Value Index Fund $37,256,000
Pacer Trendpilot 100 ETF $36,547,000
First Trust Mid Cap Growth AlphaDEX Fund $34,582,000
First Trust Small Cap Growth AlphaDEX Fund $31,619,000
SPDR S&P Global Dividend ETF $21,989,000
iShares Morningstar Small-Cap Value ETF $21,235,000
iShares Edge MSCI Multifactor USA ETF $19,820,000
Goldman Sachs ActiveBeta Japan Equity ETF $18,642,000
Lattice US Equity Strategy ETF $17,121,000
First Trust NASDAQ-100 Ex-Technology Sector Index Fund $15,825,000
ProShares VIX Mid-Term Futures ETF $15,454,000
Deutsche X-trackers Japan JPX-Nikkei 400 Equity ETF $15,435,000
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund $15,276,000
ProShares MSCI EAFE Dividend Growers ETF $14,962,000
iShares Morningstar Large-Cap Value ETF $14,868,000
iShares iBonds Dec 2022 Term Muni Bond ETF $14,845,000
Goldman Sachs ActiveBeta Europe Equity ETF $14,711,000
WisdomTree Total Dividend Fund $14,361,000
iShares Global REIT ETF $13,520,000
First Trust Germany AlphaDEX Fund $12,500,000
Deutsche X-trackers FTSE Developed ex US Enhanced Beta ETF $12,471,000
EMQQ The Emerging Markets Internet & Ecommerce ETF $12,234,000
iShares Morningstar Mid-Cap Growth ETF $12,008,000
VanEck Vectors BDC Income ETF $11,053,000
SPDR S&P 600 Small Cap ETF $10,904,000
First Trust BICK Index Fund $10,628,000
iShares iBonds Dec 2021 Term Muni Bond ETF $10,461,000
First Trust Switzerland AlphaDEX Fund $10,280,000
Fidelity MSCI Information Technology Index ETF $10,156,000
Direxion Daily S&P Oil & Gas Exp & Prod Bull 3X Shares $9,367,000
iShares MSCI Europe Small-Cap ETF $8,994,000
Vanguard Russell 2000 Value Index Fund $8,671,000
Vanguard Russell 3000 Index Fund $8,399,000
ProShares Short MSCI Emerging Markets $7,856,000
iShares iBonds Sep 2019 Term Muni Bond ETF $7,648,000
VanEck Vectors Short High-Yield Municipal Index ETF $7,528,000
Direxion Daily S&P Oil & Gas Exp & Prod Bear 3X Shares $7,301,000
UBS Exchange Traded Access Securities (E-TRACS) Dow Jones-UBS Commodity Index Total Return $6,808,000
VanEck Vectors-Investment Grade Floating Rate ETF $6,510,000
AdvisorShares Dorsey Wright ADR ETF $6,416,000
VanEck Vectors AMT-Free Short Municipal Index ETF $6,263,000
First Trust Small Cap Value AlphaDEX Fund $6,171,000
Vanguard Russell 2000 Growth Index Fund $5,679,000
Fidelity MSCI Consumer Discretionary Index ETF $5,335,000
First Trust Chindia ETF $5,288,000
iShares MSCI Finland Capped ETF $5,010,000
SPDR SSGA Gender Diversity Index ETF $4,997,000
SPDR Bloomberg Barclays Mortgage Backed Bond ETF $4,350,000
VanEck Vectors India Small-Cap Index ETF $3,891,000
VanEck Vectors CEF Municipal Income ETF $3,842,000
VanEck Vectors AMT-Free Long Municipal Index ETF $3,478,000
iShares Edge MSCI Multifactor Emerging Markets ETF $3,382,000
iShares MSCI ACWI Low Carbon Target ETF $3,351,000
First Trust Latin America AlphaDEX Fund $3,288,000
SPDR S&P 1500 Momentum TILT ETF $3,199,000
Oppenheimer Financials Sector Revenue ETF $3,198,000
FlexShares Quality Dividend Defensive Index Fund $3,055,000
WisdomTree China ex-State-Owned Enterprises Fund $2,861,000
Vanguard Russell 1000 Index Fund $2,768,000
WisdomTree Europe Quality Dividend Growth Fund $2,755,000
Global X SuperDividend REIT ETF $2,728,000
WisdomTree Bloomberg US Dollar Bullish Fund $2,508,000
Fidelity MSCI Telecommunications Services Index ETF $2,409,000
VanEck Vectors Environmental Services ETF $2,030,000
Deutsche X-trackers MSCI Eurozone Hedged Equity ETF $2,028,000
Fidelity MSCI Industrials Index ETF $1,975,000
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund $1,763,000
ProShares UltraPro Short QQQ $1,738,000
iShares Asia/Pacific Dividend ETF $1,737,000
iShares MSCI Global Energy Producers ETF $1,648,000
Direxion Daily Emerging Markets Bull 3X Shares $1,608,000
ProShares UltraPro S&P500 $1,599,000
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund $1,547,000
Cambria Global Value ETF $1,519,000
Direxion Daily Financial Bear 3X Shares $1,496,000
Direxion Zacks MLP High Income Index Shares $1,319,000
iShares International Preferred Stock ETF $1,235,000
First Trust Natural Gas ETF $1,211,000
IQ US Real Estate Small Cap ETF $1,188,000
VanEck Vectors Morningstar International Moat ETF $1,173,000
iShares International High Yield Bond ETF $1,143,000
Deutsche X-trackers MSCI All China Equity ETF $1,130,000
iShares MSCI Denmark Capped ETF $1,128,000
SPDR MSCI ACWI Low Carbon Target ETF $1,068,000
Direxion Daily Semiconductor Bull 3X Shares $968,000
Direxion Daily Technology Bull 3X Shares $903,000
iShares Edge MSCI Intl Momentum Factor ETF $885,000
WisdomTree BofA Merrill Lynch High Yield Bond Zero Duration Fund $856,000
ProShares UltraPro Short Dow30 $854,000
Direxion Daily Small Cap Bear 3X Shares $778,000
iShares Government/Credit Bond ETF $774,000
ProShares UltraShort Russell2000 $735,000
First Trust Value Line 100 Exchange-Traded Fund $682,000
SPDR FactSet Innovative Technology ETF $661,000
WisdomTree Total Earnings Fund $643,000
PIMCO 1-3 Year US Treasury Index Exchange Traded Fund $619,000
VanEck Vectors Indonesia Index ETF $576,000
Franklin Liberty Short Duration US Government ETF $570,000
iShares Edge MSCI Multifactor USA Small-Cap ETF $546,000
WisdomTree Asia Pacific ex-Japan Fund $529,000
VanEck Vectors Retail ETF $520,000
WisdomTree Emerging Markets Consumer Growth Fund $481,000
VanEck Vectors Israel ETF $481,000
WisdomTree Emerging Currency Strategy Fund $476,000
Fidelity MSCI Materials Index ETF $434,000
C-Tracks Exchange-Traded Notes Citi Miller/Howard MLP Fundamental Index $421,000
Cambria Shareholder Yield ETF $401,000
Direxion Daily CSI 300 China A Share Bull 2X Shares $358,000
SPDR Bloomberg Barclays 1-10 Year TIPS ETF $355,000
SPDR MSCI Emerging Markets StrategicFactors ETF $340,000
Global X China Financials ETF $339,000
WisdomTree Emerging Markets Corporate Bond Fund $326,000
First Trust Developed Markets ex-US Small Cap AlphaDEX Fund $311,000
WBI Tactical Income Shares $296,000
WBI Tactical High Income Shares $282,000
VanEck Vectors Brazil Small-Cap ETF $277,000
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF $276,000
SPDR S&P 500 Buyback ETF $262,000
VanEck Vectors Rare Earth/Strategic Metals ETF $261,000
Cambria Global Asset Allocation ETF $259,000
ProShares Short High Yield $257,000
iShares MSCI Brazil Small-Cap ETF $256,000
Cambria Global Momentum ETF $256,000
VanEck Vectors Unconventional Oil & Gas ETF $256,000
Global X MSCI Pakistan ETF $239,000
First Trust Mega Cap AlphaDEX Fund $234,000
Deutsche X-trackers Municipal Infrastructure Revenue Bond ETF $231,000
VanEck Vectors Natural Resources ETF $227,000
ProShares UltraShort 7-10 Year Treasury $211,000
First Trust International IPO ETF $206,000
First Trust Canada AlphaDEX Fund $200,000
First Trust Total US Market AlphaDEX ETF $198,000
ProShares UltraShort Silver $194,000
WBI Tactical LCY Shares $191,000
First Trust United Kingdom AlphaDEX Fund $189,000
SPDR S&P 1500 Value TILT ETF $176,000
SPDR S&P 500 Fossil Fuel Reserves Free ETF $174,000
Global X Copper Miners ETF $164,000
First Trust NASDAQ Smartphone Index Fund $163,000
Direxion Daily Healthcare Bull 3X Shares $159,000
iShares MSCI Qatar Capped ETF $157,000
SPDR MSCI EAFE StrategicFactors ETF $133,000
VanEck Vectors Gaming ETF $126,000
SPDR Bloomberg Barclays Issuer Scored Corporate Bond ETF $124,000
VanEck Vectors Coal ETF $116,000
VanEck Vectors ChinaAMC SME-ChiNext ETF $115,000
IQ Hedge Market Neutral Tracker ETF $112,000
WisdomTree Germany Hedged Equity Fund $107,000
Deutsche X-trackers Harvest CSI 500 China A-Shares Small Cap ETF $102,000
VanEck Vectors Russia Small-Cap ETF $101,000
ProShares Ultra Technology $100,000
iShares MSCI China Small-Cap ETF $93,000
ProShares UltraPro Dow30 $90,000
Fidelity Corporate Bond ETF $89,000
WBI Tactical SMY Shares $88,000
United States Copper Index Fund $88,000
UBS Exchange Traded Access Securities (E-TRACS) Alerian Natural Gas MLP Index $87,000
Global X Gold Explorers ETF $82,000
Global X MSCI Colombia ETF $80,000
WisdomTree Dynamic Long/Short US Equity Fund $76,000
ProShares Ultra Oil & Gas $76,000
ProShares UltraShort Bloomberg Crude Oil $72,000
Direxion Daily FTSE China Bull 3X Shares $69,000
Direxion Daily Brazil Bull 3X Shares $66,000
Direxion Daily Real Estate Bear 3X Shares $64,000
ProShares UltraShort Bloomberg Natural Gas $63,000
First Trust China AlphaDEX Fund $60,000
ProShares RAFI Long/Short $54,000
First Trust Global Engineering and Construction ETF $53,000
iShares Emerging Markets Infrastructure ETF $53,000
Global X Fertilizers/Potash ETF $50,000
ProShares Ultra 7-10 Year Treasury $48,000
PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETF $48,000
Vident Core US Equity Fund $46,000
C-Tracks Exchange-Traded Notes Citi Miller/Howard Strategic Dividend Reinvestor Fund $44,000
YieldShares High Income ETF $41,000
WBI Tactical LCV Shares $41,000
Direxion Daily Real Estate Bull 3X Shares $39,000
ProShares Ultra MSCI Emerging Markets $39,000
WBI Tactical SMV Shares $38,000
US Global Jets ETF $38,000
WBI Tactical SMS Shares $38,000
WBI Tactical LCS Shares $38,000
iShares Edge MSCI Min Vol Europe ETF $37,000
ProShares Ultra Gold $37,000
Global X FTSE Portugal 20 ETF $36,000
VanEck Vectors Egypt Index ETF $35,000
US Market Rotation Strategy ETF $34,000
PureFunds Drone Economy Strategy Tech ETF $34,000
VanEck Vectors Uranium+Nuclear Energy ETF $34,000
iShares MSCI Norway Capped ETF $32,000
First Trust Brazil AlphaDEX Fund $32,000
ProShares Ultra Semiconductors $31,000
PureFunds Video Game Tech ETF $30,000
Direxion Daily Natural Gas Related Bull 3X Shares $30,000
Teucrium Soybean Fund $29,000
Direxion Daily S&P 500 Bull 3X Shares $28,000
Global X JPMorgan Efficiente Index ETF $26,000
IQ Global Agribusiness Small Cap ETF $26,000
Direxion Daily Japan Bull 3X Shares $26,000
Direxion Daily CSI 300 China A Share Bear 1X Shares $26,000
WBI Tactical LCG Shares $25,000
Reality Shares DIVCON Leaders Dividend ETF $24,000
ProShares UltraPro Nasdaq Biotechnology ETF $24,000
ProShares UltraShort Real Estate $24,000
iShares MSCI Global Agriculture Producers ETF $21,000
WBI Tactical SMG Shares $21,000
Deutsche X-trackers CSI 300 China A-Shares Hedged Equity ETF $21,000
FlexShares International Quality Dividend Dynamic Index Fund $20,000
Direxion Daily MSCI India Bull 3X Shares $19,000
First Trust Australia AlphaDEX Fund $19,000
Global X SuperDividend Emerging Markets ETF $18,000
First Trust Hong Kong AlphaDEX Fund $16,000
ProShares UltraPro Short 20+ Year Treasury $16,000
Direxion Daily Homebuilders & Supplies Bull 3X Shares $14,000
Deep Value ETF $14,000
Arrow DWA Tactical ETF $14,000
ProShares MSCI Emerging Markets Dividend Growers ETF $12,000
Direxion Daily Retail Bull 3X Shares $12,000
ProShares Ultra MSCI Brazil Capped $11,000
First Trust Indxx Global Agriculture ETF $11,000
ProShares MSCI Europe Dividend Growers ETF $11,000
ProShares UltraShort FTSE Europe $10,000
ProShares UltraShort Oil & Gas $10,000
EcoLogical Strategy ETF $9,000
ProShares UltraShort Gold $8,000
VanEck Vectors Emerging Markets Aggregate Bond ETF $7,000
ProShares UltraShort Nasdaq Biotechnology $6,000
IQ Hedge Macro Tracker ETF $6,000
United States 12 Month Natural Gas Fund, LP $5,000
ProShares Short FTSE China 50 $4,000
iShares Convertible Bond ETF $3,000
Reality Shares DIVCON Dividend Defender ETF $2,000
iShares MSCI UAE Capped ETF $2,000
Global X JPMorgan US Sector Rotator Index ETF $2,000
First Trust South Korea AlphaDEX Fund $2,000
Global X China Industrials ETF $1,000
ProShares UltraShort Financials $1,000
ProShares UltraPro Russell2000 $1,000
VanEck Merk Gold Trust $1,000
ProShares Short Real Estate $1,000



    Last updated on Jan. 26, 2020
      • $729.2B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 2M
      • $401.7K
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.


    Current Advisors

    # of advisors


    name start date
    Philip Edgar Noble
    November 2011
    Christopher Vail Maxtone-Graham
    July 2014
    Jeffrey Dudley Pearson
    June 2009
    Philip Henry Pascucci
    June 2009
    Calvin Michael Tannenbaum
    June 2009

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Aip Comprehensive Secondaries I Gp Lp -- --
      Aip Comprehensive Secondaries II Gp Lp -- --
      Aip Comprehensive Secondaries III Slp Lp -- --
      Aip Crystal-Sma I Slp Lp -- --
      Aip Global Diversified Alternatives V Gp Lp -- --
      Aip Global Diversified VI Gp Lp -- --
      Aip Global Impact I Gp Lp -- --
      Aip Global Income I Gp Lp -- --
      Aip Global Income II Slp Lp -- --
      Aip Opportunistic Aci I Gp Lp -- --
      Aip Opportunistic Alternatives Gp Lp -- --
      Aip Opportunistic Secondaries I Slp Lp -- --
      Aip Re Fof II Gp Lp -- --
      Ceres Managed Futures LLC -- --
      Consulting Group Advisory Services LLC IAR $5,569,777,205
      Global Diversified Alternatives III Gp Lp -- --
      Global Diversified Alternatives IV Gp Lp -- --
      Global Diversified Alternatives IV Slp Gp Ltd -- --
      Morgan Stanley & Co. LLC Broker-Dealer $0
      Morgan Stanley Aip (Cayman) Gp Ltd. -- --
      Morgan Stanley Aip Gp Lp IAR $20,270,262,539
      Morgan Stanley Alternative Investment Partners Lp IAR $5,908,605,444
      Morgan Stanley Alternative Investments LLC -- --
      Morgan Stanley Bank, Na -- --
      Morgan Stanley Cayman Gp Ltd. -- --
      Morgan Stanley Distribution, Inc. Broker-Dealer --
      Morgan Stanley Fixed Income Gp Inc. -- --
      Morgan Stanley Infrastructure Inc. IAR $6,998,482,848
      Morgan Stanley Investment Management Company IAR $12,449,528,149
      Morgan Stanley Investment Management Inc. IAR $299,576,753,185
      Morgan Stanley Private Bank, National Association -- --
      Morgan Stanley Private Equity Asia Iv, L.L.C. -- --
      Morgan Stanley Private Equity Asia V Gp Ont, L.P. -- --
      Morgan Stanley Private Equity Asia, Inc. IAR $800,171,837
      Morgan Stanley Real Estate Advisor, Inc. IAR $0
      Morgan Stanley Real Estate Securities Global Best Ideas Gp Inc. -- --
      Morgan Stanley Real Estate Special Situations Iii-Gp, L.L.C. -- --
      Morgan Stanley Smith Barney Private Management II LLC IAR $0
      Morgan Stanley Smith Barney Venture Services LLC IAR $91,566,752
      Ms Alernatives Holding D Inc. -- --
      Ms Capital Partners Adviser Inc. IAR $6,813,233,307
      Ms Tactical Value Fund Gp Lp -- --
      Msim Delaware Gp Inc. -- --
      Msim Gp Inc. -- --
      Msref Iv, LLC IAR $131,255,862
      Msref Real Estate Advisor, Inc. IAR $9,922,793,545
      Msref V, L.L.C. IAR $210,115,313
      Msref VII Global-Gp (Cayman), L.P. -- --
      Msref VII Global-Gp (U.S.), L.L.C. -- --
      Msref VII Global-Gp, L.P. -- --
      Msref VII Gp L.L.C. -- --
      Msress III Manager, L.L.C. IAR $865,684,944
      Msress III Opportunities Fund - Gp, L.L.C. -- --
      Peregrine Investments LLC -- --
      Prime Dealer Services Corp. Broker-Dealer --
      Tactical II Slp Lp -- --
      Tactical III Slp Lp -- --



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        David Anthony Galasso Principal Operations Officer July, 2019 less than 5%
        Jennifer A Grego Chief Compliance Officer June, 2019 less than 5%
        Jacques Carlo Jr Adrien Principal Financial Officer May, 2019 less than 5%
        Andrew Michael Saperstein Director, Chairman, President And Chief Executive Officer May, 2019 less than 5%
        James Troy Janover Director February, 2016 less than 5%
        Benjamin Cordt Huneke Director February, 2016 less than 5%
        Jed Finn Director February, 2016 less than 5%
        Steven Manuel Santos Designated Principal - Texas June, 2011 less than 5%
        Timothy Gerard Hansen Chief Compliance Officer (Ia Only ) March, 2011 less than 5%
          Source: SEC


          Types of Compensation Arrangements

          • Percentage Of Assets
          • Fixed Fees
          • Commissions
          • Other