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ETF Holdings

Name Assets
KraneShares CSI China Internet ETF $127,484,000
Victory CEMP US 500 Volatility Wtd Index ETF $96,699,000
First Trust Small Cap Growth AlphaDEX Fund $82,156,000
ProShares Short QQQ $60,083,000
Victory CEMP US EQ Income Enhanced Volatility Wtd Index ETF $56,631,000
iShares Interest Rate Hedged Corporate Bond ETF $48,366,000
ProShares S&P MidCap 400 Dividend Aristocrats ETF $46,718,000
Pacer Trendpilot 100 ETF $37,624,000
SPDR SSgA Multi-Asset Real Return ETF $33,070,000
First Trust Mid Cap Growth AlphaDEX Fund $30,887,000
AdvisorShares Dorsey Wright ADR ETF $29,931,000
iShares Morningstar Small-Cap Value ETF $28,576,000
WisdomTree Earnings 500 Fund $27,795,000
Vanguard S&P Small-Cap 600 Index Fund $24,486,000
First Trust Global Tactical Commodity Strategy Fund $22,102,000
First Trust Eurozone AlphaDEX ETF $18,333,000
iShares Morningstar Mid-Cap Value ETF $16,741,000
First Trust Chindia ETF $16,231,000
ProShares MSCI EAFE Dividend Growers ETF $15,320,000
UBS Exchange Traded Access Securities (E-TRACS) Dow Jones-UBS Commodity Index Total Return $15,221,000
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund $15,188,000
First Trust Germany AlphaDEX Fund $14,459,000
Direxion Daily S&P Oil & Gas Exp & Prod Bull 3X Shares $13,930,000
Victory CEMP US Discovery Enhanced Volatility Wtd Index ETF $13,640,000
WisdomTree Total Dividend Fund $13,613,000
Fidelity MSCI Information Technology Index ETF $13,522,000
First Trust NASDAQ-100 Ex-Technology Sector Index Fund $13,438,000
SPDR S&P 600 Small Cap ETF $11,809,000
Deutsche X-trackers Russell 1000 Enhanced Beta ETF $11,781,000
First Trust Switzerland AlphaDEX Fund $11,635,000
iShares MSCI Europe Small-Cap ETF $10,407,000
iShares Morningstar Large-Cap Value ETF $10,282,000
IQ Global Resources ETF $9,981,000
SPDR S&P Global Dividend ETF $9,102,000
JPMorgan Diversified Return Global Equity ETF $9,035,000
First Trust BICK Index Fund $8,897,000
ProShares Short MSCI Emerging Markets $8,871,000
Goldman Sachs ActiveBeta Europe Equity ETF $8,515,000
VanEck Vectors Morningstar International Moat ETF $7,690,000
Vanguard Russell 2000 Value Index Fund $7,496,000
PIMCO Low Duration Active Exchange-Traded Fund $7,211,000
VanEck Vectors Short High-Yield Municipal Index ETF $7,176,000
First Trust Small Cap Value AlphaDEX Fund $6,976,000
ProShares VIX Mid-Term Futures ETF $6,970,000
iShares MSCI Finland Capped ETF $6,943,000
Goldman Sachs ActiveBeta Japan Equity ETF $6,918,000
iShares Morningstar Mid-Cap Growth ETF $6,903,000
Vanguard Russell 2000 Growth Index Fund $6,885,000
WisdomTree Emerging Markets Quality Dividend Growth Fund $6,805,000
Deutsche X-trackers Japan JPX-Nikkei 400 Equity ETF $6,670,000
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund $6,650,000
SPDR SSGA US Large Cap Low Volatility Index ETF $6,161,000
Alerian Energy Infrastructure ETF $5,925,000
VanEck Vectors-Investment Grade Floating Rate ETF $5,803,000
Direxion Daily S&P Oil & Gas Exp & Prod Bear 3X Shares $5,431,000
Direxion Zacks MLP High Income Index Shares $4,867,000
Fidelity MSCI Consumer Discretionary Index ETF $4,739,000
WisdomTree China ex-State-Owned Enterprises Fund $4,557,000
WisdomTree Europe Quality Dividend Growth Fund $4,471,000
iShares International High Yield Bond ETF $4,255,000
iShares Core 10+ Year USD Bond ETF $3,986,000
VanEck Vectors CEF Municipal Income ETF $3,503,000
Oppenheimer Financials Sector Revenue ETF $3,322,000
SPDR S&P 1500 Momentum TILT ETF $3,282,000
iShares Edge MSCI USA Size Factor ETF $3,259,000
SPDR SSGA US Small Cap Low Volatility Index ETF $3,034,000
Fidelity MSCI Industrials Index ETF $2,794,000
UBS Exchange Traded Access Securities (E-TRACS) Alerian Natural Gas MLP Index $2,772,000
SPDR MSCI Japan StrategicFactors ETF $2,737,000
Deutsche X-trackers MSCI Eurozone Hedged Equity ETF $2,706,000
VanEck Vectors AMT-Free Long Municipal Index ETF $2,377,000
Direxion Daily Emerging Markets Bull 3X Shares $2,300,000
iShares Russell Top 200 ETF $2,256,000
WisdomTree Bloomberg US Dollar Bullish Fund $2,253,000
iShares MSCI Denmark Capped ETF $2,142,000
WisdomTree BofA Merrill Lynch High Yield Bond Zero Duration Fund $2,045,000
WisdomTree Japan Hedged Financials Fund $2,029,000
WBI Tactical LCY Shares $2,004,000
Schwab Fundamental Emerging Markets Large Company Index ETF $1,896,000
Global X China Consumer ETF $1,777,000
SPDR MSCI Emerging Markets StrategicFactors ETF $1,745,000
Fidelity MSCI Consumer Staples Index ETF $1,739,000
VanEck Vectors Pre-Refunded Municipal Index ETF $1,736,000
Cambria Shareholder Yield ETF $1,708,000
SPDR Bloomberg Barclays Mortgage Backed Bond ETF $1,639,000
VanEck Vectors Unconventional Oil & Gas ETF $1,565,000
Lattice US Equity Strategy ETF $1,546,000
WisdomTree Global High Dividend Fund $1,492,000
iShares Asia/Pacific Dividend ETF $1,414,000
VanEck Vectors India Small-Cap Index ETF $1,382,000
iShares Global Clean Energy ETF $1,282,000
C-Tracks Exchange-Traded Notes Citi Miller/Howard MLP Fundamental Index $1,244,000
iShares GNMA Bond ETF $1,237,000
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund $1,235,000
First Trust NASDAQ Clean Edge Green Energy Index Fund $1,197,000
WisdomTree Japan Hedged Quality Dividend Growth Fund $1,175,000
PIMCO 1-3 Year US Treasury Index Exchange Traded Fund $1,161,000
Global X SuperDividend REIT ETF $1,120,000
VanEck Vectors Environmental Services ETF $1,112,000
SPDR S&P 500 Buyback ETF $1,065,000
Fidelity MSCI Materials Index ETF $1,042,000
Fidelity MSCI Telecommunications Services Index ETF $1,010,000
First Trust Developed Markets ex-US Small Cap AlphaDEX Fund $988,000
First Trust Total US Market AlphaDEX ETF $909,000
SPDR MFS Systematic Growth Equity ETF $874,000
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund $843,000
Cambria Global Value ETF $807,000
Fidelity Total Bond ETF $773,000
First Trust Value Line 100 Exchange-Traded Fund $750,000
WisdomTree Total Earnings Fund $728,000
iShares Government/Credit Bond ETF $716,000
VanEck Vectors ChinaAMC SME-ChiNext ETF $691,000
Schwab Fundamental US Large Company Index ETF $687,000
Global X NASDAQ China Technology ETF $669,000
ProShares Ultra Dow30 $631,000
Direxion Daily Semiconductor Bull 3X Shares $622,000
SPDR MSCI ACWI Low Carbon Target ETF $614,000
ProShares Ultra Technology $609,000
WisdomTree Asia Pacific ex-Japan Fund $591,000
VanEck Vectors Retail ETF $587,000
WisdomTree Emerging Currency Strategy Fund $569,000
Schwab Fundamental International Large Company Index ETF $549,000
Direxion Daily S&P 500 Bull 3X Shares $502,000
VanEck Vectors Natural Resources ETF $484,000
Global X JPMorgan US Sector Rotator Index ETF $481,000
Cohen & Steers Global Realty Majors ETF $472,000
First Trust United Kingdom AlphaDEX Fund $468,000
ProShares UltraPro Short Dow30 $458,000
ProShares UltraPro S&P500 $424,000
SPDR Bloomberg Barclays 1-10 Year TIPS ETF $408,000
Schwab Intermediate-Term US Treasury ETF $399,000
VanEck Vectors Africa Index ETF $394,000
WisdomTree Emerging Markets Corporate Bond Fund $360,000
SPDR S&P North American Natural Resources ETF $359,000
WBI Tactical Income Shares $350,000
ProShares UltraShort Russell2000 $346,000
ProShares UltraShort 7-10 Year Treasury $331,000
WBI Tactical High Income Shares $331,000
WBI Tactical SMY Shares $308,000
PIMCO Broad US TIPS Index Exchange-Traded Fund $306,000
Schwab Fundamental International Small Company Index ETF $303,000
Deutsche X-trackers Municipal Infrastructure Revenue Bond ETF $301,000
Global X MSCI Pakistan ETF $296,000
Direxion Daily Healthcare Bull 3X Shares $294,000
ProShares Short High Yield $282,000
WisdomTree Middle East Dividend Fund $269,000
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF $269,000
VanEck Vectors Gaming ETF $252,000
iShares MSCI Brazil Small-Cap ETF $231,000
ProShares RAFI Long/Short $217,000
ProShares UltraShort Silver $214,000
iShares MSCI Global Silver Miners ETF $210,000
First Trust Global Engineering and Construction ETF $209,000
Direxion Daily Technology Bull 3X Shares $202,000
First Trust NASDAQ Smartphone Index Fund $200,000
ProShares UltraPro Russell2000 $193,000
ProShares Ultra Oil & Gas $191,000
iShares MSCI Global Energy Producers ETF $187,000
SPDR S&P 1500 Value TILT ETF $187,000
Global X Copper Miners ETF $177,000
First Trust Latin America AlphaDEX Fund $177,000
ProShares UltraPro Short QQQ $174,000
WisdomTree Emerging Markets Consumer Growth Fund $168,000
Global X Fertilizers/Potash ETF $163,000
Franklin Liberty Short Duration US Government ETF $162,000
First Trust China AlphaDEX Fund $156,000
ProShares Ultra Real Estate $155,000
IQ Hedge Market Neutral Tracker ETF $146,000
WisdomTree Germany Hedged Equity Fund $139,000
iShares MSCI Norway Capped ETF $138,000
Deutsche X-trackers FTSE Developed ex US Enhanced Beta ETF $137,000
VanEck Vectors Coal ETF $130,000
SPDR Bloomberg Barclays Issuer Scored Corporate Bond ETF $119,000
VanEck Vectors Indonesia Index ETF $115,000
Direxion Daily Russia Bull 3X Shares $112,000
Schwab Fundamental US Broad Market Index ETF $110,000
VanEck Vectors Russia Small-Cap ETF $107,000
First Trust Hong Kong AlphaDEX Fund $104,000
iShares MSCI UAE Capped ETF $102,000
iShares MSCI China Small-Cap ETF $101,000
ProShares UltraPro Dow30 $98,000
Vident Core US Equity Fund $94,000
VanEck Vectors ChinaAMC A-Share ETF $88,000
SPDR S&P 500 Fossil Fuel Reserves Free ETF $85,000
Direxion Daily CSI 300 China A Share Bull 2X Shares $84,000
Direxion Daily Brazil Bull 3X Shares $81,000
iShares Emerging Markets Infrastructure ETF $81,000
WBI Tactical LCV Shares $78,000
VanEck Vectors Brazil Small-Cap ETF $76,000
ProShares Ultra MSCI EAFE $75,000
WBI Tactical SMS Shares $72,000
ProShares UltraShort Bloomberg Natural Gas $71,000
YieldShares High Income ETF $71,000
First Trust Canada AlphaDEX Fund $70,000
WBI Tactical LCS Shares $61,000
Direxion Daily Real Estate Bear 3X Shares $60,000
PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETF $60,000
Global X China Financials ETF $56,000
First Trust Indxx Global Natural Resources Income ETF $55,000
United States Copper Index Fund $53,000
WBI Tactical LCG Shares $48,000
WBI Tactical SMV Shares $47,000
ProShares Ultra Health Care $46,000
SPDR MSCI Canada StrategicFactors ETF $43,000
UBS Exchange Traded Access Securities (E-TRACS) 2x Leveraged Long Wells Fargo BDC Index $43,000
Teucrium Soybean Fund $41,000
IQ Hedge Macro Tracker ETF $41,000
ProShares Ultra Gold $40,000
IQ Global Agribusiness Small Cap ETF $38,000
WBI Tactical SMG Shares $37,000
Direxion Daily Japan Bull 3X Shares $37,000
ProShares UltraShort Gold $36,000
ProShares UltraPro Nasdaq Biotechnology ETF $36,000
VanEck Vectors Egypt Index ETF $36,000
iShares MSCI Qatar Capped ETF $34,000
Vident International Equity Fund $34,000
Renaissance IPO ETF $32,000
IQ Real Return ETF $32,000
PureFunds Video Game Tech ETF $31,000
ProShares Ultra Semiconductors $31,000
Direxion Daily CSI 300 China A Share Bear 1X Shares $31,000
Global X JPMorgan Efficiente Index ETF $29,000
VanEck Vectors Poland ETF $28,000
First Trust Brazil AlphaDEX Fund $28,000
Pacer Trendpilot European Index ETF $27,000
ProShares UltraShort Bloomberg Crude Oil $27,000
ProShares UltraShort Real Estate $27,000
Direxion Daily Natural Gas Related Bull 3X Shares $25,000
First Trust Australia AlphaDEX Fund $25,000
C-Tracks Exchange-Traded Notes Citi Miller/Howard Strategic Dividend Reinvestor Fund $23,000
Deutsche X-trackers MSCI Asia Pacific ex Japan Hedged Equity ETF $22,000
iShares MSCI Global Agriculture Producers ETF $22,000
Global X MSCI Colombia ETF $22,000
ProShares UltraShort Oil & Gas $21,000
ProShares UltraPro Short 20+ Year Treasury $20,000
Direxion Daily Retail Bull 3X Shares $20,000
Direxion Daily MSCI India Bull 3X Shares $20,000
Janus Small Cap Growth Alpha ETF $19,000
Deutsche X-trackers CSI 300 China A-Shares Hedged Equity ETF $19,000
Direxion Daily Real Estate Bull 3X Shares $17,000
Global X SuperDividend Emerging Markets ETF $17,000
Direxion Daily Homebuilders & Supplies Bull 3X Shares $16,000
US Market Rotation Strategy ETF $16,000
Arrow DWA Tactical ETF $16,000
iShares Ultra Short-Term Bond ETF $14,000
ProShares Ultra 7-10 Year Treasury $13,000
Fidelity Corporate Bond ETF $12,000
ProShares Global Listed Private Equity ETF $10,000
ProShares UltraShort FTSE Europe $9,000
VanEck Vectors Emerging Markets Aggregate Bond ETF $7,000
Deutsche X-trackers MSCI All China Equity ETF $7,000
Direxion Daily Regional Banks Bull 3X Shares $5,000
United States 12 Month Natural Gas Fund, LP $5,000
ProShares Short FTSE China 50 $4,000
Sprott Junior Gold Miners ETF $4,000
ProShares Ultra MSCI Brazil Capped $3,000
UBS Exchange Traded Access Securities (E-TRACS) UBS Bloomberg Constant Maturity Commodity Index (CMCI) Food TR $3,000
First Trust South Korea AlphaDEX Fund $3,000
Reality Shares DIVCON Dividend Defender ETF $2,000
Deutsche X-trackers Harvest CSI 500 China A-Shares Small Cap ETF $2,000
Global X China Industrials ETF $1,000



    Last updated on Jan. 19, 2019
      • $735.3B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 2M
      • $426.3K
        Estimated Average Account Balance


    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.


    Current Advisors

    # of advisors


    name start date
    Nancy Carolyn Brown
    December 2017
    Philip Edgar Noble
    November 2011
    Christopher Vail Maxtone-Graham
    July 2014
    Jeffrey John Decker
    April 2014
    William Thomas Floros
    April 2017

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      Ceres Managed Futures LLC -- --
      Consulting Group Advisory Services LLC IAR $5,287,435,528
      Mesa West Capital IAR $6,434,789,136
      Morgan Stanley & Co. LLC -- --
      Morgan Stanley Aip Gp Lp IAR $17,290,980,685
      Morgan Stanley Asset Management Private Limited -- --
      Morgan Stanley Bank, Na -- --
      Morgan Stanley Distribution, Inc. Broker-Dealer --
      Morgan Stanley Infrastructure Inc. IAR $5,433,526,116
      Morgan Stanley Investment Management (Japan) Co., Ltd. IAR $3,498,328,227
      Morgan Stanley Investment Management Company IAR $18,135,548,262
      Morgan Stanley Investment Management Inc. IAR $277,114,975,874
      Morgan Stanley Investment Management Limited IAR $55,585,736,723
      Morgan Stanley Private Bank, National Association -- --
      Morgan Stanley Private Equity Asia, Inc. IAR $800,171,837
      Morgan Stanley Real Estate Advisor, Inc. IAR --
      Morgan Stanley Smith Barney Private Management II LLC IAR $0
      Morgan Stanley Smith Barney Venture Services LLC IAR $182,000,000
      Ms Capital Partners Adviser Inc. IAR $4,237,128,227
      Msref Iv, LLC IAR $132,604,218
      Msref Real Estate Advisor, Inc. IAR $6,492,309,582
      Msref V, L.L.C. IAR $467,758,998
      Msress III Manager, L.L.C. IAR $2,061,713,109
      Peregrine Investments LLC -- --
      Prime Dealer Services Corp. Broker-Dealer --



        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Norman Wilson Heusser Principal Financial Officer And Executive Director August, 2017 less than 5%
        David Morano Principal Operations Officer February, 2016 less than 5%
        Rose-Anne Nancy Richter Chief Compliance Officer June, 2016 less than 5%
        Andrew Michael Saperstein Director, Co-Chairman, Co-President And Co-Chief Executive Officer February, 2016 less than 5%
        Shelley Suzanne O'Connor Director, Co-Chairman, Co-President And Co-Chief Executive Officer August, 2014 less than 5%
        James Troy Janover Director February, 2016 less than 5%
        Benjamin Cordt Huneke Director February, 2016 less than 5%
        Jed Finn Director February, 2016 less than 5%
        Steven Manuel Santos Designated Principal - Texas June, 2011 less than 5%
        Timothy Gerard Hansen Chief Compliance Officer (Ia Only ) March, 2011 less than 5%
          Source: SEC


          There is no compensation data available to display at this time