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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

Assets

Assets

Last updated on Oct. 3, 2019
    • $1.7B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 3K
      Accounts
    • $498.6K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

142

name start date
Christopher John Juall
June 2008
Audrey Barbara Daum
April 2017
Amy Hallal
May 2017
Lillian Margaret Manning
June 1989
Kevin Richard Austin
June 2008

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Eagleclaw Capital Management LLC IAR $301,663,694
    Gyroscope Capital Management Group LLC IAR $190,938,664
    Moors & Cabot, Inc Dual Registrant $1,659,489,156

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Mark David Garrett Director/Co-Chairman/Trustee July, 2008 10% to 25%
      Edward Burke Morey Director/Co-Chairman/Trustee November, 2010 5% to 10%
      Michael Charles Braun Evp/Coo/Director February, 2008 less than 5%
      Daniel Michael Joyce President/Ceo/Director February, 2006 less than 5%
      Joseph Philip Cuetara Svp Fixed Income/Municipal Principal December, 2010 less than 5%
      Michael Christopher Hildreth Evp/Cfo/Finop/Director November, 2010 less than 5%
      Peter Svorinic Svp Chief Compliance Officer November, 2018 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Hourly Charges
        • Fixed Fees
        • Commissions