Back to top

Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
iShares Core S&P 500 ETF $96,302,000
iShares Core US Aggregate Bond ETF $76,516,000
iShares Core MSCI EAFE ETF $46,367,000
iShares Russell 2000 ETF $39,699,000
Vanguard REIT Index Fund $20,910,000
iShares Core MSCI Emerging Markets ETF $19,131,000
iShares Russell 1000 ETF $14,905,000
iShares Russell 1000 Value ETF $11,915,000
iShares Russell 1000 Growth ETF $10,433,000
iShares Cohen & Steers REIT ETF $8,807,000
iShares MSCI EAFE ETF $6,886,000
Vanguard Emerging Markets Stock Index Fund $5,385,000
PowerShares FTSE RAFI US 1000 Portfolio $5,306,000
iShares MSCI Emerging Markets ETF $4,725,000
iShares International Developed Property ETF $4,481,000
iShares MSCI EAFE Value ETF $4,481,000
iShares S&P GSCI Commodity-Indexed Trust $4,413,000
SPDR S&P 500 ETF Trust $2,521,000
iShares Russell 2000 Growth ETF $2,361,000
iShares S&P 500 Growth ETF $1,607,000
iShares MSCI Ireland Capped ETF $1,378,000
iShares S&P 500 Value ETF $1,295,000
WisdomTree Japan Hedged Equity Fund $1,290,000
iShares MSCI Hong Kong ETF $1,289,000
iShares Currency Hedged MSCI Germany ETF $1,278,000
Vanguard 500 Index Fund $1,207,000
Vanguard Russell 2000 Index Fund $1,090,000
iShares MSCI United Kingdom ETF $1,023,000
iShares S&P Small-Cap 600 Growth ETF $996,000
iShares S&P Small-Cap 600 Value ETF $794,000
iShares US Real Estate ETF $721,000
SPDR S&P Dividend ETF $691,000
PowerShares FTSE RAFI Developed Markets ex-US Portfolio $680,000
Vanguard Small-Cap Index Fund $639,000
iShares National Muni Bond ETF $620,000
ProShares UltraPro QQQ $618,000
SPDR Dow Jones REIT ETF $575,000
iShares Russell 2000 Value ETF $550,000
Vanguard Tax-Managed International Fund $401,000
Alerian MLP ETF $381,000
WisdomTree Emerging Markets High Dividend Fund $360,000
iShares Asia 50 ETF $342,000
iShares US Preferred Stock ETF $333,000
SPDR SSgA Global Allocation ETF $293,000
iShares New York Muni Bond ETF $258,000
iShares North American Natural Resources ETF $246,000
SPDR S&P International Dividend ETF $230,000
iShares Core S&P Small-Cap ETF $218,000
WisdomTree Europe SmallCap Dividend Fund $212,000
PowerShares FTSE RAFI US 1500 Small-Mid Portfolio $202,000
iShares Gold Trust $159,000

    Assets

    Assets

    Last updated on June 25, 2017
      • $7.9B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 22K
        Accounts
      • $355.4K
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    Advisors

    Current Advisors

    # of advisors

    920

    name start date
    Martin Robert Durbin
    June 2015
    Sarah Anne Kaplan
    March 2006
    Scott Allen Van De Ven
    September 2011
    Kive Israel Strickoff
    February 2015
    Robert Jerry Kulas
    February 2003

      Affiliated Investment Advisors and Broker Dealers

      Name Type Total Assets
      1st Global Capital Corp. Broker-Dealer --
      1st Global Insurance Services, Inc. -- --
      Becker Capital Management IAR $4,479,305
      Brendle Financial Group, LLC IAR $43,273,500
      Davie Kaplan Wealth Care Advisors, LLC IAR $0
      Dkcb Financial Advisors, LLC IAR $0
      Gds Financial Services Inc. IAR $0
      Gray Equity Management, LLC IAR $86,058,989
      Gryphon Financial Wealth Advisors, LLC IAR $0
      Headquarters Advisory Group, LLC IAR $0
      Hopp Wealth Management IAR $0
      Horizon Financial Advisors, LLC IAR $10,503,319
      Hunter Financial Services, Inc. IAR $0
      Husami & Associates IAR $2,646,428
      I.M. Wealth Care, LLC IAR $1,700,000
      Jacobs Financial Management, LLC IAR $0
      Mainsail Advisors Services, LLC IAR $0
      Meaden & Moore Financial Services, Ltd. IAR $0
      Mueller Financial Services, Inc. IAR $0
      Pacific Wealth Care Inc. IAR $13,200,000
      Pk Financial Strategies, LLC IAR $0
      Putman Capital Management, Inc. IAR $0
      Reason Financial IAR $94,500,000
      Schmerling Financial Group, LLC IAR $31,610,000
      Strickoff Financial Services, LLC IAR $0
      Williams Wealth Management, Inc. IAR $0

        Leadership

        Ownership

        There is no ownership data available to display at this time.

        Executives and Control Persons

        Name Title Tenure Date % Ownership
        Stephen Anthony Batman Chairman And Ceo October, 2008 less than 5%
        David Christopher Knoch President October, 2008 less than 5%
        Everett Paul Stewart Executive Vice President - Chief Operating Officer March, 2015 less than 5%
        Jeffrey Scott Magson Executive Vice President And Client Experience Officer March, 2015 less than 5%
        Michael Anthony Pagano Executive Vice President, Compliance, Legal And Risk Assessment December, 2015 less than 5%
        Stephen Garrett Smith Cco & Director Of Advisory Compliance And Centralized Compliance Controls December, 2015 less than 5%
          Source: SEC

          Fees

          Types of Compensation Arrangements

          • Percentage Of Assets
          • Fixed Fees
          • Other