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ETF Holdings



Last updated on Jan. 18, 2020
    • $487.0B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 46K
    • $10.5M
      Estimated Average Account Balance


Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.


Current Advisors

# of advisors


name start date
Thomas Michael Goff
July 1997
Elizabeth Hall Smith
January 2019
Paul Edward Dorr
June 2013
Natalie K Woolfson
March 2019
David Philipp Greene
June 2013

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Ab Bernstein Israel Ltd. -- --
    Ab Custom Alternative Solutions LLC IAR $596,560,078
    Ab Private Credit Investors LLC IAR $2,288,102,651
    Ab Trust Company, LLC -- --
    Alliancebernstein (Luxembourg) S.A. -- --
    Alliancebernstein (Singapore) Limited -- --
    Alliancebernstein Administradora De Carteiras (Brasil) Ltda. -- --
    Alliancebernstein Asset Management (Korea) Ltd. -- --
    Alliancebernstein Australia Limited -- --
    Alliancebernstein Canada Inc. -- --
    Alliancebernstein Corporation IAR $0
    Alliancebernstein Global Derivatives Corporation IAR $0
    Alliancebernstein Holding L.P. IAR $0
    Alliancebernstein Hong Kong Limited -- --
    Alliancebernstein Investments, Inc. Broker-Dealer --
    Alliancebernstein Japan Ltd. -- --
    Alliancebernstein Limited -- --
    Axa Advisors, LLC Dual Registrant $17,011,439,927
    Axa Distributors, LLC Broker-Dealer --
    Axa Equitable Funds Management Group, LLC IAR $145,396,819,896
    Axa Equitable Life Insurance Company IAR $661,524,061
    Axa Investment Managers Inc IAR $66,249,760,876
    Axa Rosenberg Investment Management LLC IAR $19,711,649,292
    Axa S.A. -- --
    Cph Capital -- --
    Planmember Securities Corporation Dual Registrant $4,290,116,608
    Sanford C. Bernstein & Co., LLC -- --
    Sanford C. Bernstein (Canada) Ltd. -- --
    Sanford C. Bernstein (Hong Kong) Limited -- --
    Sanford C. Bernstein (Schweiz) Gmbh -- --
    Sanford C. Bernstein Limited -- --
    W.P. Stewart & Co., LLC Dual Registrant $0
    W.P. Stewart Asset Management Ltd. IAR $230,985,189



      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Kristi Ann Matus Director Of Abc June, 2019 less than 5%
      Catherine Cooney Burke Chief Administrative Officer June, 2019 less than 5%
      Nick Burritt Lane Director Of Abc April, 2019 less than 5%
      Jeffrey Hurd Director Of Abc April, 2019 less than 5%
      Charles Gerald Thoroton Stonehill Director Of Abc April, 2019 less than 5%
      Das Narayandas Director Of Abc November, 2017 less than 5%
      Laurence Edward Cranch General Counsel July, 2004 less than 5%
      James Andrew Gingrich Chief Operating Officer January, 2012 less than 5%
      Mark Pearson Director Of Ab January, 2011 less than 5%
      John Charles Weisenseel Chief Financial Officer May, 2012 less than 5%
      David Michael Lesser Corporate Secretary May, 2016 less than 5%
      Seth Perry Bernstein Ceo May, 2017 less than 5%
      Daniel George Kaye Director Of Abc April, 2017 less than 5%
      Ramon Eugene Deoliveira Chairman And Director Of Abc April, 2019 less than 5%
      Paul Louis Audet Director Of Abc November, 2017 less than 5%
      Mark Randall Manley Senior Vice President, Deputy General Counsel, Asst. Secretary Of Abc And Chief Compliance Officer May, 1984 less than 5%
        Source: SEC


        Types of Compensation Arrangements

        • Percentage Of Assets
        • Subscription Fees
        • Fixed Fees
        • Commissions
        • Performance-Based Fees