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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on Aug. 20, 2016
    • $1.7B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 32
      Accounts
    • $52.3M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

0

There are no advisors from this firm to display at this time.

Affiliated Investment Advisors and Broker Dealers

Name Type Total Assets
Ausbil Investment Management Limited -- --
Candriam Belgium Sa -- --
Candriam France Sas -- --
Candriam Luxembourg Sca -- --
Cornerstone IAR $1,009,000,000
Cornerstone Capital Management IAR $14,400,000,000
Eagle Strategies LLC IAR $5,154,244,688
Goldpoint Partners LLC IAR $11,023,309,766
Institutional Capital LLC IAR $10,181,126,908
Mackay Shields LLC IAR $89,697,641,408
Madison Capital Funding LLC IAR $2,412,445,808
Mcf Capital Management LLC IAR $0
New York Life Insurance and Annuity Corporation -- --
New York Life Insurance Company -- --
New York Life Investment Management LLC IAR $101,463,017,117
New York Life Trust Company -- --
Nyl Investors LLC IAR $217,534,032,907
Nylife Distributors LLC Broker-Dealer --
Nylife Insurance Company Arizona -- --
Nylife Securities LLC Broker-Dealer --
Nylink Insurance Agency Inc. -- --
Private Advisors LLC IAR $5,683,945,378
Seguros Monterrey New York Life, S.A. De C.V. -- --

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    David Louis Fogel Chief Financial Officer October, 2008 less than 5%
    Adam Scott Patti Elected Manager And Chief Executive Officer July, 2007 less than 5%
    Stephen Paul Fisher Elected Manager And Chairman October, 2015 less than 5%
    Yie-Hsin Nmn Hung Elected Manager October, 2015 less than 5%
    Frank M Harte Elected Manager October, 2015 less than 5%
    Thomas Alexander Hendry Elected Manager October, 2015 less than 5%
    Matthew Vincent Curtin Chief Compliance Officer June, 2015 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets