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Holdings

ETF Holdings

Name Assets
iShares iBoxx $ Investment Grade Corporate Bond ETF $256,173,000
PowerShares Senior Loan Portfolio $202,862,000
iShares Core US Aggregate Bond ETF $135,132,000
Vanguard Total Bond Market Index Fund $122,443,000
Vanguard Short-Term Bond Index Fund $98,193,000
iShares 1-3 Year Treasury Bond ETF $64,415,000
Guggenheim Investments CurrencyShares Euro Trust $50,519,000
iShares Russell 2000 Growth ETF $49,039,000
SPDR Blackstone/GSO Senior Loan ETF $36,364,000
Vanguard Small-Cap Growth Index Fund $31,443,000
iShares Short Treasury Bond ETF $28,043,000
PowerShares DB G10 Currency Harvest Fund $27,252,000
SPDR Barclays Convertible Securities ETF $27,041,000
iShares MSCI EAFE ETF $26,682,000
iShares Russell 2000 ETF $25,181,000
iShares S&P Small-Cap 600 Growth ETF $24,193,000
iShares Russell 1000 Value ETF $18,488,000
Vanguard Tax-Managed International Fund $15,078,000
iShares Russell 1000 Growth ETF $14,053,000
SPDR S&P 500 ETF Trust $12,947,000
Vanguard Value Index Fund $12,415,000
Vanguard Growth Index Fund $8,898,000
iShares Core US Credit Bond ETF $7,945,000
iShares S&P 500 Growth ETF $6,053,000
iShares S&P 500 Value ETF $5,696,000
SPDR Barclays Aggregate Bond ETF $4,958,000
iPath Exchange Traded Notes S&P 500 VIX Mid-Term Futures Index TR Medium-Term Notes Series A $4,316,000
VanEck Vectors JP Morgan EM Local Currency Bond ETF $4,139,000
Vanguard European Stock Index Fund $2,752,000
iShares Silver Trust $2,669,000
iShares MSCI Eurozone ETF $2,324,000
SPDR S&P Emerging Markets Small Cap ETF $2,261,000
Vanguard Emerging Markets Stock Index Fund $2,008,000
iShares MSCI EAFE Small-Cap ETF $1,726,000
WisdomTree Emerging Markets Local Debt Fund $1,520,000
iShares China Large-Cap ETF $1,473,000
iShares 7-10 Year Treasury Bond ETF $1,314,000
iShares MSCI Emerging Markets ETF $1,160,000
Vanguard REIT Index Fund $1,019,000
SPDR Dow Jones International Real Estate ETF $746,000
iShares 3-7 Year Treasury Bond ETF $658,000
iShares 20+ Year Treasury Bond ETF $654,000
Guggenheim S&P 500 Pure Value ETF $518,000
iShares Europe ETF $503,000
iShares MSCI China ETF $493,000
iShares MSCI India ETF $392,000
WisdomTree International SmallCap Dividend Fund $354,000
iShares Russell 2000 Value ETF $300,000
Vanguard Small-Cap Value Index Fund $296,000
iShares MSCI Brazil Capped ETF $295,000
iShares JPMorgan USD Emerging Markets Bond ETF $270,000
ProShares UltraShort Yen $261,000
SPDR S&P China ETF $239,000
SPDR S&P International Small Cap ETF $225,000
iShares US Real Estate ETF $176,000
iShares S&P Small-Cap 600 Value ETF $163,000
PowerShares Emerging Markets Sovereign Debt Portfolio $154,000
PowerShares DB Commodity Index Tracking Fund $118,000
SPDR Dow Jones REIT ETF $116,000
iShares Core MSCI EAFE ETF $113,000
iShares iBoxx $ High Yield Corporate Bond ETF $112,000
Materials Select Sector SPDR Fund $98,000
SPDR Barclays High Yield Bond ETF $78,000
iPath Exchange Traded Notes Bloomberg Commodity Index Total Return Medium-Term Notes Series A $76,000
iShares India 50 ETF $76,000
Health Care Select Sector SPDR Fund $49,000
Vanguard Materials Index Fund $47,000
VanEck Vectors Russia ETF $46,000
Financial Select Sector SPDR Fund $41,000
Consumer Discretionary Select Sector SPDR Fund $38,000
iShares Core MSCI Emerging Markets ETF $22,000
Technology Select Sector SPDR Fund $21,000
Vanguard Health Care Index Fund $20,000
Vanguard Information Technology Index Fund $13,000
Vanguard Consumer Discretionary Index Fund $7,000
Vanguard Financials Index Fund $7,000
iShares Core S&P 500 ETF $5,000
Vanguard Russell 2000 Index Fund $1,000

    Assets

    Assets

    Last updated on Aug. 20, 2016
      • $1.7B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 32
        Accounts
      • $52.3M
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    Advisors

    Current Advisors

    # of advisors

    0

    There are no advisors from this firm to display at this time.

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Ausbil Investment Management Limited -- --
    Candriam Belgium Sa -- --
    Candriam France Sas -- --
    Candriam Luxembourg Sca -- --
    Cornerstone IAR $1,009,000,000
    Cornerstone Capital Management IAR $14,400,000,000
    Eagle Strategies LLC Dual Registrant $5,154,244,688
    Goldpoint Partners LLC IAR $11,023,309,766
    Institutional Capital LLC IAR $14,630,720,346
    Mackay Shields LLC IAR $89,697,641,408
    Madison Capital Funding LLC IAR $2,412,445,808
    Mcf Capital Management LLC IAR $0
    New York Life Insurance and Annuity Corporation -- --
    New York Life Insurance Company -- --
    New York Life Investment Management LLC IAR $101,463,017,117
    New York Life Trust Company -- --
    Nyl Investors LLC IAR $217,534,032,907
    Nylife Distributors LLC Broker-Dealer --
    Nylife Insurance Company Arizona -- --
    Nylife Securities LLC Broker-Dealer --
    Nylink Insurance Agency Inc. -- --
    Private Advisors LLC IAR $5,683,945,378
    Seguros Monterrey New York Life, S.A. De C.V. -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      David Louis Fogel Chief Financial Officer October, 2008 less than 5%
      Adam Scott Patti Elected Manager And Chief Executive Officer July, 2007 less than 5%
      Stephen Paul Fisher Elected Manager And Chairman October, 2015 less than 5%
      Yie-Hsin Nmn Hung Elected Manager October, 2015 less than 5%
      Frank M Harte Elected Manager October, 2015 less than 5%
      Thomas Alexander Hendry Elected Manager October, 2015 less than 5%
      Matthew Vincent Curtin Chief Compliance Officer June, 2015 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets