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Overview

Articles

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on June 16, 2019
    • $15.3M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 96
      Accounts
    • $159.8K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

There is no client type data to display at this time.

Advisors

Current Advisors

# of advisors

3

name start date
Vernon Coffey Sumnicht
January 2014
Scott Richard Jones
January 2010
Charles H. Self III
March 2014

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Sumnicht & Associates, LLC -- --
    Sumnicht Alternative Management, LLC -- --

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Vernon Coffey Sumnicht Chief Executive Officer, Managing Member June, 2008 50% to 75%
      Debra Sumnicht Member June, 2008 50% to 75%
      Charles Henry Self Chief Operating Officer, Chief Compliance Officer, Chief Investment Officer March, 2014 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Other