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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
Real Estate Select Sector SPDR Fund $8,707,000

    Assets

    Assets

    Last updated on June 12, 2019
      • $1.4B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 34
        Accounts
      • $41.6M
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    There is no client type data to display at this time.

    Advisors

    Current Advisors

    # of advisors

    5

    name start date
    Denise M Caruso
    September 2018
    James Edwin Nevels
    September 2018
    Grace Schaffer
    October 2018
    Kurt William Brunner
    September 2018
    John Bolton Delaney
    September 2018

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      James Edwin Nevels Chairman Of The Board January, 1992 50% to 75%
      Paula Mandle Shareholder December, 1996 10% to 25%
      Glenn Edward Becker Shareholder April, 2006 5% to 10%
      Mark Anthony Rogozinski Ceo November, 2018 less than 5%
      Denise M Caruso Chief Compliance Officer November, 2018 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets