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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Assets

Assets

Last updated on April 23, 2017
    • $461.3M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 1K
      Accounts
    • $413.0K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

4

name start date
Stephen Kai-Jen Shueh
January 2009
Andrew S Lieu
May 2012
Matthew Douglas Wallack
March 2014
Howard T Alter
January 2009

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Howard T Alter Managing Partner April, 2008 50% to 75%
    Stephen Kai-Jen Shueh Managing Partner April, 2008 50% to 75%
    George Edward Andresen Executive Vice President, Chief Compliance Officer April, 2008 less than 5%
    Janet Garfai Chen Chief Financial Officer August, 2008 less than 5%
    Matthew Douglas Wallack Chief Investment Officer January, 2014 less than 5%
    Andrew S Lieu Principal January, 2015 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets