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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Aug. 20, 2016
    • N/A
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • N/A
      Accounts
    • N/A
      Estimated Average Account Balance

Services

Firm Services

  • Financial Planning

Firm Client types

Advisors

Current Advisors

# of advisors

3

name start date
James Adolph Kohout
March 2005
Joan Diane Foster Mathews
October 2012
Jervis Bennett Hough
December 2012

    Leadership

    Ownership

    There is no ownership data available to display at this time.

    Executives and Control Persons

    Name Title Tenure Date % Ownership
    Joan Diane Foster Mathews Compliance Officer April, 2012 less than 5%
    Wayne Bruce Gysland Principal December, 2007 less than 5%
    Thomas Edward Jr Brenner Chief Executive Officer December, 2012 less than 5%
    Jervis Bennett Hough Co-Chief Compliance Officer (Bd) December, 2012 less than 5%
    Jason Scott Gettenberg Finop June, 2013 less than 5%
    John Nicholas Furkioti Co-Cco (Bd) Cco (Ria) April, 2014 less than 5%
      Source: SEC

      Fees

      Types of Compensation Arrangements

      • Percentage Of Assets
      • Hourly Charges
      • Fixed Fees