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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Name Assets
Deep Value ETF $515,000
SPDR S&P 600 Small Cap ETF $375,000

    Assets

    Assets

    Last updated on Aug. 17, 2017
      • $4.2B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 3K
        Accounts
      • $1.6M
        Estimated Average Account Balance

    Services

    Firm Services

    There is no Services data available to display at this time.

    Firm Client types

    Advisors

    Current Advisors

    # of advisors

    1

    name start date
    Amy Sou Qiu
    May 2019

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Benjamin Jackson Williams Executive Vice President January, 2005 less than 5%
      Theodore Edward Ober Executive Vice President February, 2016 less than 5%
      Kurt Henry Walter Executive Vice President & Treasurer May, 2013 less than 5%
      Todd R Jundi Senior Vice President & Chief Compliance Officer July, 2015 less than 5%
      Oliver Ames Spalding Executive Vice President February, 2016 less than 5%
      Adrienne G. Silbermann Executive Vice President January, 2005 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees