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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

Assets

Assets

Last updated on July 5, 2017
    • $1.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $863.4K
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

8

name start date
Christopher Raymond Isabella
January 2017
Paul Roger Abbey
January 2017
Emily Nicole Shacklett
December 2007
Heather Roulston Ettinger
January 2017
Peter Patrick Devito
December 2007

    Affiliated Investment Advisors and Broker Dealers

    Name Type Total Assets
    Axiom Asset Management IAR $622,843,646
    Delta Asset Management, LLC IAR $823,103,128
    Duncker Streett & Co., LLC IAR $367,659,882
    Kanawha Capital Management, LLC IAR $836,270,275
    Wealthtrust Arizona IAR $409,866,540

      Leadership

      Ownership

      There is no ownership data available to display at this time.

      Executives and Control Persons

      Name Title Tenure Date % Ownership
      Kenneth John Coleman Managing Partner June, 2010 less than 5%
      Heather Roulston Ettinger Managing Partner June, 2010 less than 5%
      Robert Jeffery Corne Vice President And Secretary May, 2016 less than 5%
      Paul Andrew Zappala Chief Compliance Officer, Director Of Operations & Information Technology June, 2010 less than 5%
      Robert Steven Pagliuco Evp And Treasurer May, 2008 less than 5%
        Source: SEC

        Fees

        Types of Compensation Arrangements

        • Percentage Of Assets
        • Fixed Fees